Company · 135 open roles
Careers at Finra
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135 positions at Finra
Staff Software Engineer
Finra·Jersey City, New Jersey, United States
Staff Software Engineer at Finra. Location: Jersey City, New Jersey, United States. Role: developing software, analyzing systems, building tools Requirements: Bachelor’s degree in CS/IS or equivalent,2+ years related experience,system design,OOP,cloud,data storage,DevOps/CI/CD,te…
Senior Reg Policy Specialist, Regulatory
Finra·Washington, DC (Job Posting)
The Senior Regulatory Policy Specialist provides high quality advice and support to OGC’s Regulatory Policy and Capital Markets Group attorneys with respect to rulemaking and interpretive functions for the organization, and assists in providing legal and advisory support to other…
Principal Counsel, Regulatory
Finra·Washington, DC (Job Posting)
The Principal Counsel in Office of General Counsel (OGC), Regulatory Policy renders legal advice and support in connection with the complete life cycle of new regulatory initiatives and serves as subject matter resource in one or more areas of legal expertise. This position is an…
Senior Reg Policy Specialist, Regulatory
Finra·Washington or Tysons or Rockville
Senior Reg Policy Specialist, Regulatory at Finra. Location: Washington or Tysons or Rockville. Role: providing support, drafting filings, managing projects Requirements: Bachelor’s degree and 7+ years relevant experience or equivalent; strong knowledge of federal securities laws…
Director, MAP, Equity, Retail, & Capital Formation
Finra·15 Locations
The Director, MAP, Equity, Retail, & Capital Formation is responsible for oversight of the membership application process relating to matters filed with FINRA, which includes new and continuing membership applications, materiality consultations, two principal waivers, and members…
Director, MAP, Custody, Trading, & Markets
Finra·15 Locations
The Director, MAP, Custody, Trading, & Markets is responsible for oversight of the membership application process relating to matters filed with FINRA, which includes new and continuing membership applications, materiality consultations, two principal waivers, and membership agre…
Associate Director, Meeting Planning and Event Technology
Finra·Rockville or Washington or Tysons
Associate Director, Meeting Planning and Event Technology at Finra. Location: Rockville or Washington or Tysons. Role: overseeing meetings, managing technology, leading team Requirements: Bachelor's plus 8+ years meeting/event/project or related experience; CMP and Cvent certific…
Director, MAP, Equity, Retail, & Capital Formation
Finra·New York or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or Los Angeles
Director, MAP, Equity, Retail, & Capital Formation at Finra. Location: New York or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or Los Angeles. Role: managing prog…
Director, MAP, Custody, Trading, & Markets
Finra·Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or New York or Los Angeles
Director, MAP, Custody, Trading, & Markets at Finra. Location: Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or New York or Los Angeles. Role: managing program, sup…
Associate Director, Meeting Planning and Event Technology
Finra·Rockville, MD (Job Posting)
The Associate Director, Meeting Planning and Event Technology is a leadership role and is responsible for overseeing corporate meetings, event technology, and the FINRA Strategic Meeting Management Program (SMMP). FINRA Strategic Meeting Management Program (SMMP) is to ensure tha…
Vice President, Enforcement Senior Advisor & Operations
Finra·New York, NY (Job Posting)
Reporting to the EVP of Enforcement, serves as a trusted thought leader, helping to shape Enforcement's strategic direction and operational excellence. Provides expert advice and sound judgment on a comprehensive range of operational, policy, and regulatory matters while acting a…
Principal Analyst, Advertising Regulation
FINRA·Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or Philadelphia or New York or Los Angeles
Principal Analyst, Advertising Regulation at FINRA. Location: Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or Philadelphia or New York or Los Angeles. Role: conducting analyses, coordinating evalu…
Principal Analyst, Advertising Regulation
Finra·Rockville, MD (Job Posting)
Independently conducts complex analyses of FINRA firms’ communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director, and Senior Director in the areas o…
Analyst, Technology Communications
Finra·Rockville or Woodbridge
Analyst, Technology Communications at Finra. Location: Rockville or Woodbridge. Role: producing communications, maintaining platforms, analyzing metrics Requirements: 3+ years experience in internal communications or digital content management; competence with Microsoft Office/Sh…
Analyst, Technology Communications
Finra·Rockville, MD (Job Posting)
Under general supervision, the senor specialist, technology communications role helps shape how employees across the Technology organization experience information, connection, and change. This role contributes to high-visibility initiatives that improve communications and digita…
Senior Software Engineer
FINRA·Rockville or Tysons
Senior Software Engineer at FINRA. Location: Rockville or Tysons. Role: designing systems, solving problems, improving efficiency Requirements: Bachelor's in CS or related (or equivalent experience) with 5+ years experience, system design, OOP, cloud, data storage, performance tu…
Vice President, Enforcement Senior Advisor & Operations
FINRA·New York City or Denver or Dallas or Chicago or Boston or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or Tysons or Los Angeles
Vice President, Enforcement Senior Advisor & Operations at FINRA. Location: New York City or Denver or Dallas or Chicago or Boston or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or Tysons or Los Angeles. Role: advising leadership, leading operations, ma…
Senior Software Engineer
Finra·Rockville or Washington or Tysons or New York City
Senior Software Engineer at Finra. Location: Rockville or Washington or Tysons or New York City. Role: designing systems, developing software, maintaining applications Requirements: Bachelor's in CS/Information Systems or equivalent with 5+ years experience; strong Java and Sprin…
Senior Analyst, Technology - Technology – Workday Finance
Finra·Rockville or Tysons or Washington or New York City or Colorado or Florida or Texas or Illinois or Pennsylvania or Massachusetts or Maryland or Virginia or New York or New Jersey
Senior Analyst, Technology - Technology – Workday Finance at Finra. Location: Rockville or Tysons or Washington or New York City or Colorado or Florida or Texas or Illinois or Pennsylvania or Massachusetts or Maryland or Virginia or New York or New Jersey. Role: configuring Workd…
Senior Analyst, TS Market Operations
FINRA·Rockville, Maryland, United States
Senior Analyst, TS Market Operations at FINRA. Location: Rockville, Maryland, United States. Role: reviewing submissions, analyzing filings, documenting cases Requirements: Bachelor's plus 3+ years in securities/financial services (or equivalent), SIE required within 16 months, k…
Senior Cyber Engagements Lead
Finra·Rockville, MD (Job Posting)
About FINRA FINRA (Financial Industry Regulatory Authority) is the largest independent regulator of securities firms doing business in the United States. Our mission is to protect investors and ensure market integrity through effective and efficient regulation. We oversee approx…
Executive Vice President, Risk & Intelligence
Finra·Washington or New York City or Boston or Tysons Corner or Chicago or Woodbridge
Executive Vice President, Risk & Intelligence at Finra. Location: Washington or New York City or Boston or Tysons Corner or Chicago or Woodbridge. Role: leading strategy, overseeing intelligence, developing governance Requirements: 15+ years progressive leadership in financial se…
Lead Software Engineer
Finra·Rockville or Washington or New York City
Lead Software Engineer at Finra. Location: Rockville or Washington or New York City. Role: overseeing development, designing solutions, managing processes Requirements: Bachelor's in CS/IS/Engineering + 7 years (or Master's + 5 years) experience; 5+ years with AWS (EKS, EC2, RDS,…
Director, Privacy Operations
Finra·Tysons Corner or Washington or Rockville or New York or Colorado or Florida or Texas or Illinois or Pennsylvania or Massachusetts or Maryland or Virginia or New York or New Jersey or District of Columbia
Director, Privacy Operations at Finra. Location: Tysons Corner or Washington or Rockville or New York or Colorado or Florida or Texas or Illinois or Pennsylvania or Massachusetts or Maryland or Virginia or New York or New Jersey or District of Columbia. Role: leading assessments,…