Company · 135 open roles
Careers at Finra
Finra has 135 active roles on ResuMinder right now. Score your CV instantly and use the ResuMinder extension to apply in seconds — no manual form-filling.
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135 positions at Finra
Senior Analyst, Manipulation
Finra·Rockville, MD (Job Posting)
This Senior Analyst position within the Surveillance section of Regulatory Operations is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regu…
Lead Software Engineer
Finra·Tysons, VA (Job Posting)
Financial Industry Regulatory Authority, Inc. seeks a Lead Software Engineer in Tysons, VA. Hours: Monday – Friday, 8:00 am to 5:00 pm Summary of Duties: • Oversee the development of software products and work on improving the overall …
Associate Principal Analyst, Financial Disclosure & Trading
Finra·Tysons, VA (Job Posting)
Through its administration of the Code of Conduct, the Ethics Office (“Office”) furthers FINRA’s independence and the integrity of its regulatory efforts. Using a significant knowledge of the Code of Conduct, investment accounts and securities products, the Analyst provides impor…
Senior Analyst, TS Market Operations
Finra·Rockville, MD (Job Posting)
The Senior Analyst in Market Operations section of Transparency Services conducts reviews and analysis for Over-the-Counter equity securities to identify potential violations of applicable federal securities and FINRA rules and regulations, as well as ensuring market integrity an…
Associate Principal Analyst, Risk Monitoring
Finra·Boston, MA (Job Posting)
Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director. Essential Job Functions: • This is a mid-level position with staff developing in role and reporting to a Risk Monitoring Director and su…
Principal Analyst, Manipulation
Finra·Rockville, MD (Job Posting)
This Principal Analyst position within Regulatory Operations Surveillance and is responsible for conducting complex surveillance reviews under minimal supervision and identifying violations of applicable federal securities, FINRA and RSA Client Exchange rules. Mentors other staff…
Director, Digital Strategy & Governance
Finra·Washington, DC (Job Posting)
The Director of Digital Strategy & Governance in Corporate Communications is responsible for developing and executing digital strategy for FINRA's internal and external platforms. The Director leads digital governance, platform optimization, analytics-driven decision making, and …
Lead Software Engineer
Finra·Rockville, MD (Job Posting)
Help shape the future of market surveillance. As a lead engineer on FINRA’s Surveillance Modernization team, you’ll build and deliver a new Surveillance Platform that supports financial market integrity. Create intuitive tools, including AI agents, that empower Market Regulation …
Quantitative Analyst, Advanced Analytics
Finra·Rockville, MD (Job Posting)
The Quantitative Analyst in Regulatory Operations Analytics is responsible for the planning and execution of analytics projects throughout their lifecycle. This includes defining the approach, having the ability to scope and drive analytics with the appropriate quantitative metho…
Director, Regulatory Operations, Risk Intelligence Operations Center
Finra·Boca Raton, FL (Job Posting)
The Director of Execution Readiness & Mobilization is a role within the Risk Intelligence Operations Center (RIOC), responsible for turning risk intelligence and regulatory priorities into coordinated, execution-ready work. The role serves as the operational bridge between risk i…
Senior Associate, Corporate Communications
Finra·Washington, DC (Job Posting)
The Senior Associate in Corporate Communications is responsible for supporting the organization's communications function to ensure employees, financial institutions, the media, and other stakeholders can rapidly identify, receive, and understand information about FINRA's activit…
Associate Principal Analyst, Manipulation
Finra·New York, NY (Job Posting)
This Associate Principal Analyst position within the Surveillance section of Regulatory Operations is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable federal securi…
Counsel, Enforcement
Finra·Rockville, MD (Job Posting)
The Enforcement Counsel resolves non-complex Enforcement matters, and contributes meaningful high quality work for large complex matters. Essential Job Functions: • Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy • Execute an effecti…
Director, Strategic Business Communications- Market and Regulatory Services and Technology
Finra·Washington, DC (Job Posting)
The Director of Strategic Business Communications - Market and Regulatory Services and Technology serves as a primary liaison between assigned FINRA business units, subject-matter portfolios, and Corporate Communications. The Director partners with business unit leaders and subj…
Director, Strategic Business Communications- OIE- REMA-EFS
Finra·New York, NY (Job Posting)
The Director of Strategic Business Communications in Corporate Communications - Office of Investor Education/Foundation (OIE), Regulatory Economics and Market Analysis (REMA), Enterprise and Financial Solutions (EFS) serves as a primary liaison between assigned FINRA business uni…
Principal Analyst, Corporate Financing
Finra·Rockville, MD (Job Posting)
The Principal Analyst in Corporate Financing is responsible for independently conducting analyses of complex public offering and/or private placement filings and investigative matters subject to FINRA Rules 5110, 5121, 2310, 5122 and 5123. Assists with secondary review of high-ri…
Program Manager, Credentialing
Finra·Rockville, MD (Job Posting)
The Credentialing Program Manager executes the vision, strategy, and roadmap for their assigned programs, and is responsible for achieving the goals that support Credentialing’s programs’ development and maintenance. The program manager works with their leadership to evaluate eac…
Staff / Platform Security Engineer
Finra·Rockville, MD (Job Posting)
The Staff / Platform Security Engineer works under limited supervision and serves as a senior technical contributor responsible for engineering security capabilities that protect FINRA's platforms, endpoints, and workspace environments. This role combines strong hands-on engineer…
Senior Cyber Governance, Risk, Compliance Analyst
Finra·Rockville, MD (Job Posting)
The Senior Security Analyst is responsible for supporting functions spanning IT Risk Management and Governance & Compliance operations. This role will work across enterprise-wide cybersecurity initiatives, balancing strategic risk with tactical compliance execution. Essential Jo…
Senior Analyst, TS Market Operations
Finra·Rockville, MD (Job Posting)
The Senior Analyst in Market Operations section of Transparency Services supports the operation and monitoring of FINRA’s trade reporting facilities including communications with member firms, vendors, exchanges, regulatory organizations and other FINRA departments. This positi…
Associate Director, Corporate Security
Finra·Washington, DC (Job Posting)
The Associate Director serves as primary delegate to the Director and is the senior position accountable for the full scope of security and life-safety across the organization. This role carries enterprise-wide responsibility for safeguarding FINRA’s personnel, assets, and operat…
Senior Principal Research Analyst, Analytics Insights
Finra·Rockville, MD (Job Posting)
The Senior Principal Research Analyst in Regulatory Operations Analytics is responsible for the planning and execution of analytics projects throughout their lifecycle. This includes defining the approach, having the ability to scope and drive analytics with the appropriate quant…
Senior Principal Intelligence Specialist, Emerging Risk Intelligence
Finra·Rockville (Gira)
FINRA's Strategic Intelligence group sits at the intersection of financial regulation and intelligence tradecraft — translating complex market signals into the actionable insights that drive better, faster regulatory decisions. Within Strategic Intelligence, the Emerging Risk Int…
AI Agent & Infrastructure - Lead Engineer
Finra·Rockville, MD (Job Posting)
Working independently, the Lead Engineer owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers. Reports directly to a Director or Senior Director. Overvi…
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