Company · 98 open roles
Careers at Finra
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98 positions at Finra
Senior Director, Trading and Product Risk Intelligence
Finra·Rockville, MD (Job Posting)
Strategic Intelligence is a team within FINRA's Risk & Intelligence organization that provides strategic and tactical intelligence impacting member firms, investors, and the financial markets, translating into better, more informed, and timely regulatory decisions. The Strategic …
Director, Emerging Technology Intelligence
Finra·San Francisco, CA (Job Posting)
Strategic Intelligence is a team within FINRA's Risk & Intelligence organization that provides strategic and tactical intelligence impacting member firms, investors, and the financial markets, translating into better, more informed, and timely regulatory decisions. The Strategic …
Director, Enforcement
Finra·Jericho, NY (Job Posting)
The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. The Director is the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outco…
Associate Director, State Government Affairs
Finra·Washington, DC (Job Posting)
The Associate Director, State Government Affairs serves as a liaison on state regulatory and legislative matters. This role monitors and analyzes state legislative and regulatory initiatives affecting FINRA and the securities industry, delivering actionable intelligence to senior…
Senior Case Coordinator, Dispute Resolution Mediation
Finra·Los Angeles, CA (Job Posting)
The Senior Case Coordinator in Dispute Resolution Mediation is responsible for supporting and executing job functions in all phases of the mediation process. This entails the solicitation efforts for parties to mediate, mediator selection, mediation scheduling/securing location, …
Lead Identity Access Management (IAM) Engineer/Architect
Finra·Rockville, MD (Job Posting)
The Lead IAM Engineer/Architect leads enterprise IAM initiatives from planning through implementation, develops custom Java-based solutions within SailPoint IdentityIQ, and builds cloud access automation using Python/PowerShell. This role manages complex access provisioning and d…
Lead Product Manager - Surveillance
Finra·Tysons, VA (Job Posting)
The Lead Product Manager - Surveillance owns the vision and strategy, roadmap, and feature definition for multiple products in the Market Surveillance space. Responsibilities include defining the roadmap as well as planning and managing products and product features through the…
Senior Security Engineer
Finra·Rockville, MD (Job Posting)
The Senior Security Engineer works under minimal supervision to engineer, administer, and optimize security data pipeline and Zero Trust access platforms. Responsibilities include managing data routing and transformation across cloud and on-prem environments, ensuring pipeline pe…
Senior Analyst, TS Market Operations
Finra·Rockville, MD (Job Posting)
The Senior Analyst in Market Operations section of Transparency Services conducts reviews and analysis for Over-the-Counter equity securities to identify potential violations of applicable federal securities and FINRA rules and regulations, as well as ensuring market integrity an…
Associate Director / Lead Engineer, GenAI
Finra·Rockville, MD (Job Posting)
The Associate Director / Lead Engineer leads a small team of software engineers responsible for designing and delivering the data pipelines, retrieval systems, and knowledge integrations that power a generative AI platform. This role combines technical leadership with people mana…
Principal Analyst, Risk Monitoring
Finra·Jersey City, NJ (Job Posting)
About the Role Join FINRA's Risk Monitoring team and play a meaningful role in protecting investors and maintaining market integrity. As a Senior Risk Monitoring Analyst, you'll work at the forefront of financial regulatory oversight — engaging directly with complex, high-profile…
Director, Transparency Services Equities
Finra·New York, NY (Job Posting)
About the Role This is a rare opportunity to sit at the intersection of financial markets, regulatory policy, and product strategy at one of the most influential organizations in the U.S. securities industry. As Director, Transparency Services — OTC Equities, you will own the bus…
HR Specialist (Workday), People Analytics
Finra·Rockville, MD (Job Posting)
The HR Specialist, People Analytics supports workforce reporting and analytics, with responsibility for assisting in Workday reporting development, data quality, and stakeholder support. This role serves as a key resource for HR and business partners on workforce data inquiries, …
Senior Administrative Assistant, Enforcement
Finra·New York, NY (Job Posting)
The Administrative Assistant III performs a wide variety of tasks such as typing, formatting, and editing correspondence and reports; organizing and correcting computer-based records and files; organizing and preparing materials for use in presentations; scheduling meetings and e…
Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology
Finra·Philadelphia, PA (Job Posting)
This Senior Principal Investigator, Crypto Asset Investigations – Blockchain Technology serves as a FINRA expert, applying specialized knowledge of crypto assets, blockchains, smart contracts and other onchain technologies, and crypto asset compliance to address complex regulator…
Associate Principal Analyst, Surveillance
Finra·Rockville, MD (Job Posting)
About FINRA FINRA (the Financial Industry Regulatory Authority) is a not-for-profit, self-regulatory organization dedicated to protecting investors and ensuring the integrity of America's financial markets. We oversee brokerage firms and their registered representatives, working …
Senior HR Associate, Total Rewards
Finra·Rockville, MD (Job Posting)
This position is responsible for supporting and administering Total Rewards (Compensation and Benefits) programs and the systems that enable them. The role partners with managers, employees, and HR colleagues to deliver high-quality Total Rewards services, ensure program complian…
Associate General Counsel, Capital Markets
Finra·Washington, DC (Job Posting)
This position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides expert knowledge to the Board of Governors and senior management, advising them on high-impact, legally and politically complex a…
Senior Analyst, TS Market Operations
Finra·Rockville, MD (Job Posting)
About FINRA FINRA (the Financial Industry Regulatory Authority) is a not-for-profit, self-regulatory organization dedicated to protecting investors and ensuring the integrity of America's financial markets. We oversee brokerage firms and their registered representatives, working …
Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA)
Finra·Washington, DC (Job Posting)
The Senior Advisor: Market Regulation and Regulatory Service Agreement (RSA), serves as a strategic regulatory advisor and subject matter expert on market structure, market regulation, and Regulatory Services Agreement (RSA) matters. This role provides critical leadership in anal…
Lead Buyer
Finra·Rockville, MD (Job Posting)
Under limited supervision, this role partners with internal stakeholders to understand business requirements and manage the process for evaluating, pricing, and competitively sourcing goods and services. This role tracks and supports complex contractual transactions, ensuring tim…
Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets
Finra·Philadelphia, PA (Job Posting)
The Senior Principal Investigator in Crypto Asset Investigations (CAI) conducts high-complexity investigations into crypto asset activities of FINRA member firms and their associated persons; provides subject matter expertise to Regulatory Operations staff on crypto asset matters…
Senior Specialist, Criminal Justice Information Program
Finra·Rockville, MD (Job Posting)
This position provides operational and analytical support for FINRA's management of criminal justice information (CJI) as required by the Federal Bureau of Investigation’s (FBI’s) Criminal Justice Information Services (CJIS), including the CJIS Security Policy (FBI Policy) and ap…
Senior Software Engineer
Finra·Rockville, MD (Job Posting)
Under minimal supervision, the Senior Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle. Seasoned individual contributor with deep expertise in Java to design, develo…