Company · 46 open roles
Careers at Finra
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46 positions at Finra
Senior Director, Market Strategy & Research
Finra·15 Locations
The Senior Director, Market Strategy & Research provides critical leadership in proactive regulatory risk assessment and the development of regulatory strategy. This role is essential to enabling Surveillance to effectively develop regulatory strategy informed by market condition…
Specialist, Corporate Governance
Finra·Washington, DC (Job Posting)
Are you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass? As a not-for-profit entity, FINRA operates under the oversight of the SEC and sits at the nexus of broker-dealers, policymakers and investors. Because of t…
Senior Director, Market Strategy & Research
Finra·New York City or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or Los Angeles
Senior Director, Market Strategy & Research at Finra. Location: New York City or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or Los Angeles.
Senior Systems Engineer - Linux
Finra·3 Locations
The Senior Systems Engineer works under minimal supervision to design and implement enterprise Linux infrastructure in an AWS + Azure multi-cloud environment. This role requires modern DevOps practices, leveraging containerization technologies and AI-powered tools to ensure that …
Lead Product Manager, Legal Technology, OCLO
Finra·3 Locations
The Lead Product Manager, Legal Technology, Office of the Chief Legal Officer (OCLO) leads product initiatives to provide innovative, practical, and cost-effective technology solutions to achieve OCLO’s strategic goals and objectives and increase the efficiency and effectiveness …
Lead Identity Access Management (IAM) Engineer/Architect
Finra·3 Locations
The Lead IAM Engineer/Architect leads enterprise IAM initiatives from planning through implementation, develops custom Java-based solutions within SailPoint IdentityIQ, and builds cloud access automation using Python/PowerShell. This role manages complex access provisioning and d…
Vice President and Associate General Counsel - Litigation
Finra·3 Locations
The Vice President and Associate General Counsel - Litigation, reporting to the Senior Vice President/Chief Litigation Counsel (SVP), serves as a senior litigation leader responsible for managing complex litigation matters and leading critical litigation functions within FINRA's …
Associate Principal Analyst, Corporate Financing
Finra·Rockville, MD (Job Posting)
The Associate Principal Analyst in Corporate Financing is responsible for conducting reviews and investigative matters, on all public offering and/or private placement filings subject to FINRA Rules 5110, 5121, 2310, 5122 and 5123. The role includes assisting with secondary revie…
Associate Principal Analyst, Advertising Regulation
Finra·15 Locations
Independently reviews communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules and regulations. Assists with mentoring staff by monitoring work quality, quantity and timeliness, by providing training and communicating infor…
Senior Cyber Engagements Lead
Finra·15 Locations
About FINRA FINRA (Financial Industry Regulatory Authority) is the largest independent regulator of securities firms doing business in the United States. Our mission is to protect investors and ensure market integrity through effective and efficient regulation. We oversee approx…
Engineering Manager, GenAI
Finra·2 Locations
The Engineering Manager / Associate Director leads a small team of software engineers responsible for designing and delivering the data pipelines, retrieval systems, and knowledge integrations that power a generative AI platform. This role combines technical leadership with peopl…
Associate Principal Analyst, Advertising Regulation
Finra·15 Locations
Independently reviews communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules and regulations. Assists with mentoring staff by monitoring work quality, quantity and timeliness, by providing training and communicating infor…
Manager, Social Media
Finra·2 Locations
Corporate Communications is responsible for internal and external enterprise communications, including all aspects of creative design, digital communications, employee communications, public relations, social media and member firm communications. The Manager, Social Media is resp…
Vice President and Deputy Chief of Staff, Office of Chief Legal Officer
Finra·3 Locations
Reporting to the Senior Vice President and Chief of Staff, the Vice President and Deputy Chief of Staff is responsible for centrally overseeing a wide variety of operational functions and activities for OCLO and leading the development and execution of centralized support across …
Lead Java Software Engineer; Individual Contributor
Finra·2 Locations
Working independently, the Lead Software Engineer owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers. Seasoned individual contributor with deep expert…
Senior Litigation Counsel, Securities Enforcement Adjudication
Finra·Washington, DC (Job Posting)
The Assistant Special Counsel in the Office of Hearing Officers performs a variety of specific duties, generally applying advanced analytical skills to provide effective legal support to FINRA Hearing Officers in connection with the adjudication of disciplinary proceedings on a w…
Associate General Counsel, Capital Markets
Finra·7 Locations
This position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides expert knowledge to the Board of Governors and senior management, advising them on high-impact, legally and politically complex a…
Senior Principal, MRS Strategic Innovation & Research
Finra·7 Locations
The Senior Principal Analyst in Market & Regulatory Services (“MRS”) Strategic Innovation & Research performs essential analysis and research to enable MRS to effectively innovate and expand its portfolio through securities industry experience, market research, operational assess…
Lead Software Engineer
Finra·2 Locations
Working independently, the Lead Software Engineer owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers. Reports directly to a Director or Senior Director…
Counsel, Enforcement
Finra·15 Locations
Counsel, Enforcement at Finra. Location: 15 Locations.
AI Agent & Infrastructure - Lead Engineer
Finra·2 Locations
Working independently, the Lead Engineer owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers. Reports directly to a Director or Senior Director. Overvi…
Senior Systems Administrator/Engineer - Linux
Finra·Rockville or Tysons Corner or Washington
Senior Systems Administrator/Engineer - Linux at Finra. Location: Rockville or Tysons Corner or Washington.