Company · 135 open roles
Careers at Finra
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135 positions at Finra
Senior Principal Intelligence Specialist, Financial Crimes Intelligence, Strategic Intelligence
Finra·Washington, DC (Job Posting)
Strategic Intelligence is a team within FINRA’s Risk & Intelligence organization that provides strategic and tactical intelligence impacting member firms, investors, and the financial markets, translating into better, more informed, and timely regulatory decisions. The Strategic …
Senior Director, Trading and Product Risk Intelligence
Finra·Rockville, MD (Job Posting)
Strategic Intelligence is a team within FINRA's Risk & Intelligence organization that provides strategic and tactical intelligence impacting member firms, investors, and the financial markets, translating into better, more informed, and timely regulatory decisions. The Strategic …
Business Operations Quality Control Analyst
Finra·Rockville, MD (Job Posting)
Are you a detail-oriented professional with a passion for process improvement and data-driven decision-making? Join FINRA's Information Operations team as a Quality Assurance Analyst, where your work directly supports investor protection and market integrity. In this role, you'll…
Senior Application Engineer
Finra·Rockville, MD (Job Posting)
Works under minimal supervision and maintains base source code branches and build environment. Essential Job Functions: • Responsible for the quality of software and hardware configurations implemented for a single hardware/software environment. • Create and validate product bu…
HONORS Program 2027
Finra·New York, NY (Job Posting)
FINRA Enforcement Associates, Honors Program, make meaningful contributions to Enforcement’s investigations of and decisions about whether to bring disciplinary actions against individuals and firms in the financial industry. Honors Associates gain substantive hands-on legal expe…
Senior Quantitative Analyst, Market Analytics
Finra·Rockville, MD (Job Posting)
In support of Regulatory Operations strategic activities, provides overall business management and knowledge discovery for all phases of surveillance strategic and analytical development efforts including thorough knowledge of functions and practices, industry standards and knowl…
Director: Technology - Web Application Firewall (WAF)
Finra·Rockville, MD (Job Posting)
The Director is generally autonomous in their oversight and active management for a Technology program and/or practice area and most often reports directly to a Senior Director or Vice President. This role leads the strategy, engineering, and operations of enterprise Web Applicat…
Principal Analyst, Financial Disclosure & Trading
Finra·Rockville, MD (Job Posting)
The Principal Analyst for Financial Disclosure & Trading in the Ethics and Compliance Office (ECO) is responsible for performing activities intended to ensure the accuracy and timeliness of employee financial disclosures and the detection and resolution of trading violations. The…
Workday Senior Analyst
Finra·Rockville, MD (Job Posting)
The Senior Analyst, HR Technology serves as a subject matter expert for the organization’s Human Resource Information Systems, with primary responsibility for Workday operational support and optimization. This role serves as the primary operational partner to HR COEs, Product, an…
Economist - Regulatory Economics
Finra·Washington, DC (Job Posting)
The primary duties of this position are to engage in statistical, econometric, and financial analysis projects to evaluate the risks, costs, and impacts of market practices and regulatory alternatives in support of FINRA's mission. Essential Job Functions: • Contribute to and …
Economist - Markets
Finra·Washington, DC (Job Posting)
The primary duties of this position are to engage in statistical, econometric, and financial analysis projects to evaluate the risks, costs, and impacts of market practices and regulatory alternatives in support of FINRA's mission. Market Structure and Emerging Technology Focus:…
Principal Psychometrician
Finra·Rockville, MD (Job Posting)
The Principal Psychometrician for Market and Regulatory Services’ Credentialing, Registration, Education & Disclosure (CRED) department provides expert measurement services in support of testing and continuing education programs, ensuring the delivery of valid, reliable assessmen…
FINRA Legal Extern, Enforcement (UNPAID) - 2027 SPRING SEMESTER
Finra·New York, NY (Job Posting)
Legal externs work closely with Enforcement’s attorneys, investigators and management to assist Enforcement in investigating and determining whether FINRA regulated firms and/or associated individuals violated the federal securities laws or FINRA, or MSRB rules. Externs perform a…
Director, Risk Monitoring
Finra·Woodbridge, NJ (Job Posting)
To ensure the implementation and completion of the Risk Monitoring Program for a specific Organizational Business Model or Business Segment through daily management of Risk Monitoring Analysts. Essential Job Functions: • Actively supervises the activities of Risk Monitoring Ana…
Senior Analyst, TS Market Operations - Extended Hours
Finra·Rockville, MD (Job Posting)
The Senior Analyst in Market Operations section of Transparency Services supports the operation and monitoring of FINRA’s trade reporting facilities including communications with member firms, vendors, exchanges, regulatory organizations and other FINRA departments. This positi…
Staff Release Engineer
Finra·Tysons, VA (Job Posting)
The Staff Release Engineer works under limited supervision and will perform cloud enablement & support activities commensurate with their experience that ensure cloud infrastructure implementations meet defined quality standards. Essential Job Functions: • Implement and support…
Principal Analyst, Transparency Services Equities - Extended Hours
Finra·Rockville, MD (Job Posting)
The Principal Analyst in Transparency Services Equities is responsible for monitoring and responding to real-time trade report and data dissemination issues. This role coordinates multiple internal teams (e.g., FINRA Market Operations, FINRA Client & System Management, etc.) and …
Specialist, Corporate Real Estate
Finra·Boca Raton, FL (Job Posting)
The Specialist, Corporate Real Estate serves as a frontline resource supporting FINRA's hybrid workplace model and facilities operations. Under general direction of the manager, this role supports workspace management with comprehensive facilities coordination to ensure seamless …
Director, TS Business Operations
Finra·New York, NY (Job Posting)
The Director of Business Operations in Transparency Services, is a member of the Department's leadership team, responsible for establishing and executing short- to mid-term operational plans that drive measurable results across the sub-function. Advises senior leaders on high-imp…
Senior Systems Administrator/Engineer – Identity and Infrastructure
Finra·Rockville, MD (Job Posting)
The Senior Systems Administrator/Engineer – Identity and Infrastructure designs, automates, secures, and supports enterprise identity and hybrid infrastructure services across Azure, AWS, and on-premises environments. The role provides senior-level expertise in Active Directory, …
Senior HR Associate, Total Rewards
Finra·Rockville, MD (Job Posting)
This position is responsible for supporting and administering Total Rewards (Compensation and Benefits) programs and the systems that enable them. The role partners with managers, employees, and HR colleagues to deliver high-quality Total Rewards services, ensure program complian…
Principal Analyst, Risk Monitoring
Finra·New York, NY (Job Posting)
Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director. Essential Job Functions: • This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager …
Principal Analyst, Surveillance - Manipulation
Finra·Rockville (Gira)
This Principal Analyst position within Regulatory Operations Surveillance is responsible for conducting complex surveillance reviews under minimal supervision and identifying violations of applicable federal securities, FINRA and RSA Client Exchange rules. Mentors other staff and…
Lead Analyst, Technology
Finra·Rockville, MD (Job Posting)
Major Purpose: The Lead Analyst will directly manage the business and data analysis activities on one or more complex Market data intake and processing projects. The Lead Analyst will collaborate with upstream data vendors/producers and downstream consumers to contribute toward t…