Company · 135 open roles
Careers at Finra
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135 positions at Finra
Vice President, Trading and Product Risk Intelligence
Finra·Washington, DC (Job Posting)
The Vice President, Trading and Product Risk Intelligence, will be a key member of the Intelligence leadership team, reporting directly into the Senior Vice President of Strategic Intelligence. This highly strategic leader will lead and oversee a team of product and market intell…
Vice President, Strategic and Threat Intelligence
Finra·Washington, DC (Job Posting)
The Vice President, Strategic Intelligence, will be a key member of the Intelligence leadership team, reporting directly into the Senior Vice President of Strategic Intelligence. This highly strategic leader will lead and oversee a team of intelligence professionals responsible f…
Staff Software Engineer - Java
Finra·Rockville, MD (Job Posting)
Under general supervision, the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle. Essential Job Functions: • Writes code that captures the essential nature of …
Principal Software Engineer
Finra·Rockville, MD (Job Posting)
Works autonomously having responsibility to deliver on longer term outcomes. Reports directly to a Director or Senior Director. Requires extensive knowledge of multiple/related functional areas and industry practices. Essential Job Functions: • Has specialized depth and/or br…
Senior Analyst, Technology - Technology – Workday Finance
Finra·Rockville, MD (Job Posting)
We are seeking a Senior Workday Analyst with deep expertise across all Workday Finance modules to support, optimize, and evolve our financial systems. This role partners closely with Finance, Accounting, Procurement, and IT teams to translate business requirements into scalable W…
Senior Employee Relations Specialist
Finra·Tysons, VA (Job Posting)
Are you a seasoned employee relations professional who thrives on solving complex workplace challenges and driving meaningful organizational change? At FINRA, we're looking for a Senior Employee Relations Specialist to bring expertise, integrity, and strategic vision to our Emplo…
Principal Analyst, Advertising Regulation
Finra·Rockville, MD (Job Posting)
Independently conducts complex analyses of FINRA firms’ communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director, and Senior Director in the areas o…
Principal Analyst, Dispute Resolution Services Training
Finra·Los Angeles, CA (Job Posting)
The Principal Analyst is responsible for creating, maintaining, and updating training modules for key Dispute Resolution Services (DRS) regional job categories. Train new regional hires. Create and deliver just-in-time, customized training for all DRS staff levels on new rules, p…
Staff Analyst, Technology
Finra·Tysons, VA (Job Posting)
Major Purpose: The Staff Analyst will guide individual product features through the development lifecycle, from initial scoping through to production roll-out to ensure an excellent outcome. Staff Analysts will be able to represent the business user to the delivery team and antic…
Lead Security Engineer
Finra·Rockville, MD (Job Posting)
The Lead Security Engineer, working independently, will direct staff in the execution of manual activities and/or automated activities to ensure applications and projects within their portfolio meet defined quality standards. Essential Job Functions: • Ensure that security ris…
Lead Software Engineer
Finra·Rockville, MD (Job Posting)
We're seeking an experienced lead developer with strong Java development and test lead skills to drive our testing automation strategy across FINRA's enterprise applications. This hands-on role (approximately 40% QA strategy/leadership, 50% automation and test case development, 1…
Senior Software Engineer
Finra·Rockville, MD (Job Posting)
This position is essential for supporting DIVER, BDSQL, METASTOR & FASTOLA. Under minimal supervision, the Senior Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle. E…
Senior Analyst, Advertising Regulation
Finra·Rockville, MD (Job Posting)
With limited supervision and guidance, as needed, reviews communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules and regulations. Essential Job Functions: • Reviews a full workload consisting of communications with the …
Analyst, CAT Helpline
Finra·Rockville, MD (Job Posting)
The Helpline Analyst will work with internal and external constituents to provide specialized technical support to the Consolidated Audit Trail (“CAT”) Industry Members. The Analyst applies analytical skills to conduct research and coordinate processing of requests and issues. Th…
Analyst, CAT Helpline
Finra·Rockville, MD (Job Posting)
The Helpline Analyst will work with internal and external constituents to provide specialized technical support to the Consolidated Audit Trail (“CAT”) Industry Members. The Analyst applies analytical skills to conduct research and coordinate processing of requests and issues. Th…
Senior Principal Analyst, CAT Business Operations
Finra·Rockville, MD (Job Posting)
The Senior Principal Analyst of CAT Business Operations leads strategic initiatives and project delivery for the Consolidated Audit Trail (CAT), a critical regulatory program that ensures market transparency and investor protection. This role defines project milestones, leads req…
Lead Product Manager: Graph Solutions
Finra·Tysons, VA (Job Posting)
FINRA is seeking an experienced Product Manager to lead the Graph Platform and AI-Graph Integration initiatives. This role will work at the intersection of regulatory operations, data intelligence, and generative AI, partnering with RegOps leadership to transform FINRA from react…
Executive Vice President, Regulatory Operations - Risk & Intelligence
Finra·Washington, DC (Job Posting)
The Executive Vice President of Risk and Intelligence is a senior executive accountable for the full lifecycle of regulatory risk intelligence at FINRA. Reporting directly to the Chief Regulatory Operations Officer and serving as a principal member of the Senior Leadership Team, …
Lead Product Manager - Enterprise Data Inventory
Finra·Rockville, MD (Job Posting)
FINRA’s Office of the Chief Data Officer is seeking an experienced Lead Product Manager to lead the development and delivery of an enterprise-wide Data Inventory platform. This role will drive a strategic initiative to identify, document, and manage sensitive data assets across s…
Director, Emerging Technology Intelligence
Finra·San Francisco, CA (Job Posting)
Strategic Intelligence is a team within FINRA's Risk & Intelligence organization that provides strategic and tactical intelligence impacting member firms, investors, and the financial markets, translating into better, more informed, and timely regulatory decisions. The Strategic …
Director, Enforcement
Finra·Jericho, NY (Job Posting)
The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. The Director is the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outco…
Associate Director, State Government Affairs
Finra·Washington, DC (Job Posting)
The Associate Director, State Government Affairs serves as a liaison on state regulatory and legislative matters. This role monitors and analyzes state legislative and regulatory initiatives affecting FINRA and the securities industry, delivering actionable intelligence to senior…
Senior Case Coordinator, Dispute Resolution Mediation
Finra·Los Angeles, CA (Job Posting)
The Senior Case Coordinator in Dispute Resolution Mediation is responsible for supporting and executing job functions in all phases of the mediation process. This entails the solicitation efforts for parties to mediate, mediator selection, mediation scheduling/securing location, …
Lead Identity Access Management (IAM) Engineer/Architect
Finra·Rockville, MD (Job Posting)
The Lead IAM Engineer/Architect leads enterprise IAM initiatives from planning through implementation, develops custom Java-based solutions within SailPoint IdentityIQ, and builds cloud access automation using Python/PowerShell. This role manages complex access provisioning and d…