Company · 98 open roles
Careers at Finra
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98 positions at Finra
Associate Principal Analyst, Surveillance and Market Intelligence
Finra·Rockville, MD (Job Posting)
This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Regulatory Operations – Surveillance is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of …
Staff Software Engineer
Finra·Tysons, VA (Job Posting)
Under general supervision, the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle. Essential Job Functions: • Works on problems of moderate scope where analysis…
Specialist, Accounts Payable
Finra·Rockville, MD (Job Posting)
The Specialist, Accounts Payable in FINRA’s Finance department is responsible for the accurate and timely processing, tracking, and management of supplier invoices, expense items and payment activities for FINRA. This position works closely and interacts frequently with internal …
Lead Data Scientist
Finra·Rockville, MD (Job Posting)
The Lead Data Scientist for Market Regulation Technology will work to establish and institutionalize data science and machine learning best practices as FINRA moves to ML based pattern development. The development product for this move will be the creation of the Dynamic Surveill…
Manager, Member Firm Experience
Finra·6 Locations
Member Firm Experience’s (MFE) responsibilities include planning and implementing conferences, events, and other industry education initiatives on rules, key topics and FINRA initiatives; working to provide opportunities for the industry to network with peers and FINRA staff; and…
Staff Software Engineer
Finra·Tysons, VA (Job Posting)
Under general supervision, the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle. Essential Job Functions: • Works on problems of moderate scope where analysi…
Staff Software Engineer
Finra·Jersey City, NJ (Job Posting)
Under general supervision, the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle. Essential Job Functions: • Works on problems of moderate scope where analysis…
Associate Director, Strategic Communications
Finra·Washington, District of Columbia, United States
Associate Director, Strategic Communications at Finra. Location: Washington, District of Columbia, United States. Role: crafting communications, preparing executives, managing projects Requirements: Bachelor's in communications or equivalent experience; 10+ years communications e…
Associate Specialist, FINRA Support Center
Finra·Rockville, Maryland, United States
Associate Specialist, FINRA Support Center at Finra. Location: Rockville, Maryland, United States. Role: providing support, researching issues, documenting inquiries Requirements: Bachelor’s degree preferred in Finance/Economics/Business or equivalent experience; customer service…
Staff Software Engineer
Finra·Jersey City, New Jersey, United States
Staff Software Engineer at Finra. Location: Jersey City, New Jersey, United States. Role: developing software, analyzing systems, building tools Requirements: Bachelor’s degree in CS/IS or equivalent,2+ years related experience,system design,OOP,cloud,data storage,DevOps/CI/CD,te…
Senior Reg Policy Specialist, Regulatory
Finra·Washington, DC (Job Posting)
The Senior Regulatory Policy Specialist provides high quality advice and support to OGC’s Regulatory Policy and Capital Markets Group attorneys with respect to rulemaking and interpretive functions for the organization, and assists in providing legal and advisory support to other…
Principal Counsel, Regulatory
Finra·Washington, DC (Job Posting)
The Principal Counsel in Office of General Counsel (OGC), Regulatory Policy renders legal advice and support in connection with the complete life cycle of new regulatory initiatives and serves as subject matter resource in one or more areas of legal expertise. This position is an…
Senior Reg Policy Specialist, Regulatory
Finra·Washington or Tysons or Rockville
Senior Reg Policy Specialist, Regulatory at Finra. Location: Washington or Tysons or Rockville. Role: providing support, drafting filings, managing projects Requirements: Bachelor’s degree and 7+ years relevant experience or equivalent; strong knowledge of federal securities laws…
Director, MAP, Equity, Retail, & Capital Formation
Finra·15 Locations
The Director, MAP, Equity, Retail, & Capital Formation is responsible for oversight of the membership application process relating to matters filed with FINRA, which includes new and continuing membership applications, materiality consultations, two principal waivers, and members…
Director, MAP, Custody, Trading, & Markets
Finra·15 Locations
The Director, MAP, Custody, Trading, & Markets is responsible for oversight of the membership application process relating to matters filed with FINRA, which includes new and continuing membership applications, materiality consultations, two principal waivers, and membership agre…
Associate Director, Meeting Planning and Event Technology
Finra·Rockville or Washington or Tysons
Associate Director, Meeting Planning and Event Technology at Finra. Location: Rockville or Washington or Tysons. Role: overseeing meetings, managing technology, leading team Requirements: Bachelor's plus 8+ years meeting/event/project or related experience; CMP and Cvent certific…
Director, MAP, Equity, Retail, & Capital Formation
Finra·New York or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or Los Angeles
Director, MAP, Equity, Retail, & Capital Formation at Finra. Location: New York or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or Los Angeles. Role: managing prog…
Director, MAP, Custody, Trading, & Markets
Finra·Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or New York or Los Angeles
Director, MAP, Custody, Trading, & Markets at Finra. Location: Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or New York or Los Angeles. Role: managing program, sup…
Associate Director, Meeting Planning and Event Technology
Finra·Rockville, MD (Job Posting)
The Associate Director, Meeting Planning and Event Technology is a leadership role and is responsible for overseeing corporate meetings, event technology, and the FINRA Strategic Meeting Management Program (SMMP). FINRA Strategic Meeting Management Program (SMMP) is to ensure tha…
Vice President, Enforcement Senior Advisor & Operations
Finra·New York, NY (Job Posting)
Reporting to the EVP of Enforcement, serves as a trusted thought leader, helping to shape Enforcement's strategic direction and operational excellence. Provides expert advice and sound judgment on a comprehensive range of operational, policy, and regulatory matters while acting a…
Principal Analyst, Advertising Regulation
FINRA·Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or Philadelphia or New York or Los Angeles
Principal Analyst, Advertising Regulation at FINRA. Location: Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or Philadelphia or New York or Los Angeles. Role: conducting analyses, coordinating evalu…
Principal Analyst, Advertising Regulation
Finra·Rockville, MD (Job Posting)
Independently conducts complex analyses of FINRA firms’ communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director, and Senior Director in the areas o…
Analyst, Technology Communications
Finra·Rockville or Woodbridge
Analyst, Technology Communications at Finra. Location: Rockville or Woodbridge. Role: producing communications, maintaining platforms, analyzing metrics Requirements: 3+ years experience in internal communications or digital content management; competence with Microsoft Office/Sh…
Analyst, Technology Communications
Finra·Rockville, MD (Job Posting)
Under general supervision, the senor specialist, technology communications role helps shape how employees across the Technology organization experience information, connection, and change. This role contributes to high-visibility initiatives that improve communications and digita…