Company · 135 open roles
Careers at Finra
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135 positions at Finra
Lead Product Manager - Surveillance
Finra·Tysons, VA (Job Posting)
The Lead Product Manager - Surveillance owns the vision and strategy, roadmap, and feature definition for multiple products in the Market Surveillance space. Responsibilities include defining the roadmap as well as planning and managing products and product features through the…
Senior Security Engineer
Finra·Rockville, MD (Job Posting)
The Senior Security Engineer works under minimal supervision to engineer, administer, and optimize security data pipeline and Zero Trust access platforms. Responsibilities include managing data routing and transformation across cloud and on-prem environments, ensuring pipeline pe…
Associate Director / Lead Engineer, GenAI
Finra·Rockville, MD (Job Posting)
The Associate Director / Lead Engineer leads a small team of software engineers responsible for designing and delivering the data pipelines, retrieval systems, and knowledge integrations that power a generative AI platform. This role combines technical leadership with people mana…
Principal Analyst, Risk Monitoring
Finra·Jersey City, NJ (Job Posting)
About the Role Join FINRA's Risk Monitoring team and play a meaningful role in protecting investors and maintaining market integrity. As a Senior Risk Monitoring Analyst, you'll work at the forefront of financial regulatory oversight — engaging directly with complex, high-profile…
Director, Transparency Services Equities
Finra·New York, NY (Job Posting)
About the Role This is a rare opportunity to sit at the intersection of financial markets, regulatory policy, and product strategy at one of the most influential organizations in the U.S. securities industry. As Director, Transparency Services — OTC Equities, you will own the bus…
Senior Administrative Assistant, Enforcement
Finra·New York, NY (Job Posting)
The Administrative Assistant III performs a wide variety of tasks such as typing, formatting, and editing correspondence and reports; organizing and correcting computer-based records and files; organizing and preparing materials for use in presentations; scheduling meetings and e…
Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology
Finra·Philadelphia, PA (Job Posting)
This Senior Principal Investigator, Crypto Asset Investigations – Blockchain Technology serves as a FINRA expert, applying specialized knowledge of crypto assets, blockchains, smart contracts and other onchain technologies, and crypto asset compliance to address complex regulator…
Associate Principal Analyst, Surveillance
Finra·Rockville, MD (Job Posting)
About FINRA FINRA (the Financial Industry Regulatory Authority) is a not-for-profit, self-regulatory organization dedicated to protecting investors and ensuring the integrity of America's financial markets. We oversee brokerage firms and their registered representatives, working …
Associate General Counsel, Capital Markets
Finra·Washington, DC (Job Posting)
This position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides expert knowledge to the Board of Governors and senior management, advising them on high-impact, legally and politically complex a…
Senior Analyst, TS Market Operations
Finra·Rockville, MD (Job Posting)
About FINRA FINRA (the Financial Industry Regulatory Authority) is a not-for-profit, self-regulatory organization dedicated to protecting investors and ensuring the integrity of America's financial markets. We oversee brokerage firms and their registered representatives, working …
Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA)
Finra·Washington, DC (Job Posting)
The Senior Advisor: Market Regulation and Regulatory Service Agreement (RSA), serves as a strategic regulatory advisor and subject matter expert on market structure, market regulation, and Regulatory Services Agreement (RSA) matters. This role provides critical leadership in anal…
Lead Buyer
Finra·Rockville, MD (Job Posting)
Under limited supervision, this role partners with internal stakeholders to understand business requirements and manage the process for evaluating, pricing, and competitively sourcing goods and services. This role tracks and supports complex contractual transactions, ensuring tim…
Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets
Finra·Philadelphia, PA (Job Posting)
The Senior Principal Investigator in Crypto Asset Investigations (CAI) conducts high-complexity investigations into crypto asset activities of FINRA member firms and their associated persons; provides subject matter expertise to Regulatory Operations staff on crypto asset matters…
Senior Specialist, Criminal Justice Information Program
Finra·Rockville, MD (Job Posting)
This position provides operational and analytical support for FINRA's management of criminal justice information (CJI) as required by the Federal Bureau of Investigation’s (FBI’s) Criminal Justice Information Services (CJIS), including the CJIS Security Policy (FBI Policy) and ap…
Senior Software Engineer
Finra·Rockville, MD (Job Posting)
Under minimal supervision, the Senior Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle. Seasoned individual contributor with deep expertise in Java to design, develo…
Associate Principal Analyst, Surveillance and Market Intelligence
Finra·Rockville, MD (Job Posting)
This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Regulatory Operations – Surveillance is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of …
Staff Software Engineer
Finra·Tysons, VA (Job Posting)
Under general supervision, the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle. Essential Job Functions: • Works on problems of moderate scope where analysis…
Specialist, Accounts Payable
Finra·Rockville, MD (Job Posting)
The Specialist, Accounts Payable in FINRA’s Finance department is responsible for the accurate and timely processing, tracking, and management of supplier invoices, expense items and payment activities for FINRA. This position works closely and interacts frequently with internal …
Lead Data Scientist
Finra·Rockville, MD (Job Posting)
The Lead Data Scientist for Market Regulation Technology will work to establish and institutionalize data science and machine learning best practices as FINRA moves to ML based pattern development. The development product for this move will be the creation of the Dynamic Surveill…
Manager, Member Firm Experience
Finra·6 Locations
Member Firm Experience’s (MFE) responsibilities include planning and implementing conferences, events, and other industry education initiatives on rules, key topics and FINRA initiatives; working to provide opportunities for the industry to network with peers and FINRA staff; and…
Staff Software Engineer
Finra·Tysons, VA (Job Posting)
Under general supervision, the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle. Essential Job Functions: • Works on problems of moderate scope where analysi…
Staff Software Engineer
Finra·Jersey City, NJ (Job Posting)
Under general supervision, the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle. Essential Job Functions: • Works on problems of moderate scope where analysis…
Associate Director, Strategic Communications
Finra·Washington, District of Columbia, United States
Associate Director, Strategic Communications at Finra. Location: Washington, District of Columbia, United States. Role: crafting communications, preparing executives, managing projects Requirements: Bachelor's in communications or equivalent experience; 10+ years communications e…
Associate Specialist, FINRA Support Center
Finra·Rockville, Maryland, United States
Associate Specialist, FINRA Support Center at Finra. Location: Rockville, Maryland, United States. Role: providing support, researching issues, documenting inquiries Requirements: Bachelor’s degree preferred in Finance/Economics/Business or equivalent experience; customer service…