Company · 92 open roles
Careers at Finra
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92 positions at Finra
Associate Principal Analyst, Corporate Financing
Finra·Rockville, MD (Job Posting)
The Associate Principal Analyst in Corporate Financing is responsible for conducting reviews and investigative matters, on all public offering and/or private placement filings subject to FINRA Rules 5110, 5121, 2310, 5122 and 5123. The role includes assisting with secondary revie…
Manager, Social Media
Finra·2 Locations
Corporate Communications is responsible for internal and external enterprise communications, including all aspects of creative design, digital communications, employee communications, public relations, social media and member firm communications. The Manager, Social Media is resp…
Lead Java Software Engineer; Individual Contributor
Finra·2 Locations
Working independently, the Lead Software Engineer owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers. Seasoned individual contributor with deep expert…
Senior Litigation Counsel, Securities Enforcement Adjudication
Finra·Washington, DC (Job Posting)
The Assistant Special Counsel in the Office of Hearing Officers performs a variety of specific duties, generally applying advanced analytical skills to provide effective legal support to FINRA Hearing Officers in connection with the adjudication of disciplinary proceedings on a w…
Associate General Counsel, Capital Markets
Finra·7 Locations
This position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides expert knowledge to the Board of Governors and senior management, advising them on high-impact, legally and politically complex a…
Lead Software Engineer
Finra·2 Locations
Working independently, the Lead Software Engineer owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers. Reports directly to a Director or Senior Director…
AI Agent & Infrastructure - Lead Engineer
Finra·Rockville or Tysons Corner
AI Agent & Infrastructure - Lead Engineer at Finra. Location: Rockville or Tysons Corner. Role: Develop agents, Architect infrastructure, Observe performance Requirements: 7+ years in software engineering; strong OO design; cloud, DevOps, CI/CD; AI agent, SDLC, observability; Jav…
AI Agent & Infrastructure - Lead Engineer
Finra·Rockville, MD (Job Posting)
Working independently, the Lead Engineer owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers. Reports directly to a Director or Senior Director. Overvi…
Lead Software Engineer
Finra·Rockville or Tysons
Lead Software Engineer at Finra. Location: Rockville or Tysons. Role: Lead development, Mentor engineers, Design solutions Requirements: Bachelor's in CS or related; 7+ yrs exp; strong system design, OO, cloud, storage, DevOps/CI-CD, test automation, security. Category: Software …
Senior Principal, MRS Strategic Innovation & Research
Finra·New York or Jersey City or Jericho or Chicago or Woodbridge or Rockville or Tysons
Senior Principal, MRS Strategic Innovation & Research at Finra. Location: New York or Jersey City or Jericho or Chicago or Woodbridge or Rockville or Tysons. Role: develops assessments, conducts market research, engages stakeholders Requirements: Bachelor's degree and at least 8 …
Lead Java Software Engineer; Individual Contributor
Finra·Rockville or Tysons
Lead Java Software Engineer; Individual Contributor at Finra. Location: Rockville or Tysons. Role: Designs solutions, Coaches teammates, Collaborates teams Requirements: Lead software engineer with strong Java backend, AWS, and system design experience; 7+ years, bachelor’s degre…
Associate Principal Analyst, Advertising Regulation
Finra·Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Philadelphia or New York or Los Angeles
Associate Principal Analyst, Advertising Regulation at Finra. Location: Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Philadelphia or New York or Los Angeles. Role: reviewing ma…
Associate Principal Analyst, Advertising Regulation
Finra·Rockville, MD (Job Posting)
Independently reviews communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules and regulations. Assists with mentoring staff by monitoring work quality, quantity and timeliness, by providing training and communicating infor…
Vice President and Deputy Chief of Staff, Office of Chief Legal Officer
Finra·Washington, DC (Job Posting)
Reporting to the Senior Vice President and Chief of Staff, the Vice President and Deputy Chief of Staff is responsible for centrally overseeing a wide variety of operational functions and activities for OCLO and leading the development and execution of centralized support across …
Cyber Awareness and Training Lead
Finra·Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Philadelphia or New York or Los Angeles
Cyber Awareness and Training Lead at Finra. Location: Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Philadelphia or New York or Los Angeles. Role: Lead engagements, Advise on in…
Associate Principal Analyst, Advertising Regulation
Finra·Rockville, MD (Job Posting)
Independently reviews communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules and regulations. Assists with mentoring staff by monitoring work quality, quantity and timeliness, by providing training and communicating infor…
Lead Product Manager, Legal Technology, OCLO
Finra·Rockville, MD (Job Posting)
The Lead Product Manager, Legal Technology, Office of the Chief Legal Officer (OCLO) leads product initiatives to provide innovative, practical, and cost-effective technology solutions to achieve OCLO’s strategic goals and objectives and increase the efficiency and effectiveness …
Assistant Special Counsel, Office of Hearing Officers
Finra·Washington, District of Columbia, United States
Assistant Special Counsel, Office of Hearing Officers at Finra. Location: Washington, District of Columbia, United States. Role: Counsel officers, Research, Manage cases Requirements: Law degree; licensed to practice law; minimum eight years of litigation; FINRA experience prefer…
Lead Identity Access Management (IAM) Engineer/Architect
Finra·Rockville or Washington or Tysons
Lead Identity Access Management (IAM) Engineer/Architect at Finra. Location: Rockville or Washington or Tysons. Role: Lead IAM, Design IAM, Build automation Requirements: Lead enterprise IAM initiatives, design SailPoint IdentityIQ solutions, and build cloud access automation usi…
Associate General Counsel, Capital Markets
Finra·Washington, District of Columbia, United States
Associate General Counsel, Capital Markets at Finra. Location: Washington, District of Columbia, United States. Role: advise board, draft proposals, coordinate impact assessments Requirements: 10+ years of legal experience in securities; expertise in capital markets; advise Board…