About this role
Senior Analyst, TS Market Operations at FINRA. Location: Rockville, Maryland, United States. Role: reviewing submissions, analyzing filings, documenting cases Requirements: Bachelor's plus 3+ years in securities/financial services (or equivalent), SIE required within 16 months, knowledge of FINRA/SRO rules and the Securities Exchange Act, financial statement and filings analysis, case management and communication skills. Category: Legal and Compliance Seniority: Mid Level Certifications: sie Commitment: Full Time Workplace: Hybrid Languages: English