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Associate Director, Investment Adviser Compliance @ PINE Advisor Solutions

Denver, Colorado, USOnsiteFull Time
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About this role

Associate Director, Investment Adviser Compliance at PINE Advisor Solutions. Location: Denver, Colorado, United States. Role: develop risk, complete reviews, regulatory filings Requirements: 5+ years compliance in asset management; bachelor’s degree; strong verbal/written/presentation skills; knowledge of advisers and securities laws; proficient MS Office. Category: Finance and Accounting Seniority: Senior Level Tools: MS Excel, MS PowerPoint, MS Word Commitment: Full Time Workplace: Hybrid Languages: English

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