About this role
Associate, Investment Adviser Compliance | Denver Hybrid at PINE Advisor Solutions. Location: Denver, Colorado, United States. Role: supporting clients, performing reviews, preparing filings Requirements: Bachelor's degree required (finance, business, or economics preferred); 1–5 years regulatory/compliance experience (investment management preferred); advanced Microsoft Office (Excel, PowerPoint, Word); strong communication and interpersonal skills; knowledge of SEC/FINRA/NFA rules preferred. Category: Legal and Compliance Seniority: Entry Level Tools: Microsoft Office, Microsoft Excel, Microsoft PowerPoint, Microsoft Word Commitment: Full Time Workplace: Hybrid Languages: English