About this role
VP, Regulatory Finance at moomoo. Location: Jersey City, New Jersey, United States. Role: ensuring compliance, preparing filings, supporting audits Requirements: Active Series 3 and 27 required; bachelor’s in accounting/finance; 5+ years broker-dealer/FCM FINOP and regulatory reporting experience preferred; advanced Excel; regulatory reporting and audit experience. Category: Finance Seniority: Senior Level Tools: Microsoft Excel Certifications: series 3, series 27 Commitment: Full Time Workplace: Onsite Languages: English