About this role
Director, Compliance at moomoo. Location: Jersey City, New Jersey, United States. Role: coordinating examinations, overseeing clearing, managing aml Requirements: 5+ years compliance experience in FINRA-regulated broker-dealers/clearing firms, managing regulatory exams/investigations, strong knowledge of clearing, trade surveillance, AML, and cross-functional coordination; Series 7 and 24 required. Category: Legal and Compliance Seniority: Senior Level Certifications: series 7, series 24, series 3, series 4 Commitment: Full Time Workplace: Onsite Languages: English