About this role
VP, Regulatory Finance at moomoo. Location: Dallas or Jersey City. Role: ensuring compliance, preparing filings, supporting audits Requirements: Active Series 3 and 27 licenses, bachelor’s in accounting/finance, strong FINOP and regulatory reporting experience, advanced Excel, audit support, and regulatory controls expertise. Category: Finance Seniority: Senior Level Tools: Microsoft Excel Certifications: series 3, series 27 Commitment: Full Time Workplace: Onsite Languages: English