About this role
My Edinburgh based Wealth management client are currently hiring for an experienced Front Office Risk Manager to join their team on a permanent basis. This is an excellent opportunity to join an established business with clearly defined structures and processes.
Key responsibilities:
Allocate workload to the team providing QA and coaching on processesCo-ordinate Front office activity managing risk and control requests through the businessWork with wider compliance team to review cases and advise on best processesManage risk and control trends and identify mitigating actions to protect client and business interestsTrack risks through the business and work with wider teams to source resolutionsProduce reports covering compliance and risk factors and business KPIsProvide guidance for client facing colleagues including Wealth Managers and Planners to ensure correct portfolio management and complianceConduct QA checks across the business including colleague reviews and monitoring of processes
Key experience for this role includes:
Strong knowledge of FCA regulations and risks within these for complianceExperience of working within a Wealth Management organisation with experience within advisory environmentsStrong experience of carrying out internal reviews of client casesExtensive team management experienceStrong experience of managing client portfolios for risk and compliance. In return my client are offering an attractive salary and benefits package as well as hybrid working in central Edinburgh. For more information please apply directly.