About this role
Essential Functions (Job description) –
Line compliance has to:
1-Ensures adherence of the Operational & Process related controls, compliance for service delivery requirements, , Client contractual terms, policies, rules and procedures in Client area
2- Coordinate & support compliance activities in client area
3- Conduct periodic, testing of process controls, service delivery compliance reviews/ audits
4- Monitor, and as necessary, coordinate compliance activities of operations with other enabling departments/compliance teams
5- Act as an independent reviewer and evaluation body to ensure that compliance Issues/concerns within client area are being appropriately evaluated, investigated and resolved.
6-Provide reports on a regular basis, and as directed or requested,
7-Conduct and lead audits to identify fraud, operational, regulatory, and legal risks, and evaluate the effectiveness of controls to ensure compliance and risk mitigation
Primary Internal Interactions – - AM/LAM
- Mangers/Sr Manger
- AVP/ VPs
- Internal/External/Client Audit team
- Corporate Compliance Team
- ISG/BCM/Privacy team
Education Requirements
Mandatory – Commerce Graduate ;
Postgraduate in Commerce /CA / CS/CMA Inter are added advantage ;
Excellent on MS Office
Work Experience Requirements:
Minimum 2 to 4 Yrs of relevant work experience in F&A Risk & Compliance, Service Delivery/Operations, or Audit experience in CA/CS office (Post Intermediate)
Technical Skills
• Auditing skills and eye for detail • Ability to interpret Law/contractual requirements • Good Number orientation (MS Excel Skills) • Excellent Presentation skills (MS office)
Process Specific Skills
• Good F&A domain knowledge – • Auditing skills and eye for detail • Ability to work in a continually challenging environment • Decision making ability
Soft skills (Desired)
• Adaptable & Flexible
Soft Skills (Minimum)
• Good organizing skills and ability to work independently with strict deadlines • Good Communication skills and written English • Commitment • Effective planning and prioritizing abilities to execute everyday responsibilities