About this role
Senior Compliance Analyst at Ultimus. Location: Hauppauge, New York, United States. Role: conducting testing, coordinating diligence, preparing reports Requirements: Bachelor's degree or equivalent,5+ years compliance experience in financial services,knowledge of SEC/FINRA rules,third-party due diligence experience,proficiency with Microsoft Office and Adobe Acrobat. Category: Legal and Compliance Seniority: Senior Level Tools: Microsoft Office Suite, Adobe Acrobat, Venminder Commitment: Full Time Workplace: Onsite Languages: English