About this role
AVP, Account Services at Ultimus. Location: Hauppauge or Cincinnati or Columbus or Greenwood Village or Omaha. Role: overseeing operations, managing associates, ensuring compliance Requirements: Bachelor's degree, 6+ years client services experience in financial services, 1-2 years management experience, Series 6 or 7, knowledge of SEC/IRS/prospectus regulations, Microsoft Office Suite and Adobe Acrobat proficiency. Category: Finance Seniority: Senior Level Tools: Microsoft Office Suite, Adobe Acrobat Certifications: series 6, series 7 Commitment: Full Time Workplace: Onsite Languages: English