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Associate Principal Analyst, Advertising Regulation @ Finra

Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Philadelphia or New York or Los AngelesOnsiteFull Time
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About this role

Associate Principal Analyst, Advertising Regulation at Finra. Location: Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Philadelphia or New York or Los Angeles. Role: reviewing materials, mentoring staff, answering inquiries Requirements: Bachelor's degree plus five years related industry experience; excellent communication; knowledge of FINRA/SEC/MSRB/SIPC rules; hybrid work; occasional travel. Category: Legal and Compliance Seniority: Mid Level Tools: Microsoft Word, Office Suite Commitment: Full Time Workplace: Hybrid Languages: English

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