About this role
Deputy Chief Compliance Officer, Broker Dealer Compliance at Cetera Financial Group Inc. Location: Dallas, Texas, United States. Role: Manage activities, Coordinate updates, Ensure alignment Requirements: Bachelor’s degree; 8+ years broker-dealer compliance; FINRA Series 7, 24; strong risk, policy, and governance experience; leadership; MS Office and Salesforce preferred; ability to work under pressure Category: Legal and Compliance Seniority: Senior Level Tools: MS Office, Salesforce Certifications: finra series 7, finra series 24 Commitment: Full Time Workplace: Hybrid Languages: English