About this role
Supervision Specialist at Cetera Financial Group Inc. Location: San Diego or Dallas or Des Moines. Role: performing review, supervising transactions, supporting representatives Requirements: Bachelor's degree, FINRA Series 7/24/63 required (65/66 within 6 months, 53 within 1 year), 3+ years securities experience, 2+ years supervisory/sales experience, strong product and rules knowledge, excellent communication and technology skills. Category: Legal and Compliance Seniority: Mid Level Tools: Pershing, Smarsh, Albridge, Protegent, Docupace Certifications: series 7, series 24, series 63, series 65, series 66, series 53 Commitment: Full Time Workplace: Hybrid Languages: English