About this role
Compliance Examiner at Federated Hermes. Location: Pittsburgh, Pennsylvania, United States. Role: monitoring compliance, investigating exceptions, preparing reports Requirements: Bachelor's degree or equivalent experience, minimum 2 years business experience, basic mutual fund/advisor regulatory knowledge, proficiency with Windows/Microsoft Word and Excel, strong analytical, communication and attention-to-detail skills. Category: Legal and Compliance Seniority: Entry Level Tools: Windows, Microsoft Word, Microsoft Excel Certifications: finra sie, finra s7to, finra s24, finra s66 Commitment: Full Time Workplace: Hybrid Languages: English