About this role
Supervision Specialist at Cetera Financial Group Inc. Location: Dallas, Texas, United States. Role: reviewing trades, addressing alerts, guiding professionals Requirements: Bachelor’s degree; FINRA Series 7/24/63 required; Series 65/66 within 6 months; Series 53/52 within 1 year; 2+ years supervisory/sales in brokerage; strong knowledge of financial products, regulatory requirements, and communication skills. Category: Finance and Accounting Seniority: Mid Level Tools: Pershing, Smarsh, Albridge, Protegent, Salesforce, Docupace Certifications: finra series 7, finra series 24, finra series 63, finra series 65, finra series 66, finra series 53, finra series 52 Commitment: Full Time Workplace: Hybrid Languages: English