About this role
Compliance Officer, Analyst at BTIG. Location: New York, New York, United States. Role: providing support, reviewing trades, auditing documentation Requirements: Entry-level compliance role supporting SEC/FINRA adherence, administrative support, trade preclearance review, audits, and electronic communications review. Strong attention to detail and Microsoft Office skills required. Category: Legal and Compliance Seniority: No Prior Experience Required Tools: Microsoft Word, Microsoft PowerPoint, Microsoft Outlook, Microsoft Excel Commitment: Full Time Workplace: Onsite Languages: English