About this role
Principal Analyst, Risk Monitoring at Finra. Location: New York or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or Los Angeles. Role: leading assessments, analyzing risks, mentoring staff Requirements: Bachelor's in finance/accounting/business (or equivalent), proven analytical financial services experience, knowledge of securities rules and U.S. GAAP, Excel/Word proficiency, strong communication and quantitative problem-solving, ability to manage complex assignments. Category: Legal and Compliance Seniority: Senior Level Tools: Microsoft Excel, Microsoft Word Certifications: cfa, cams, series Commitment: Full Time Workplace: Hybrid Languages: English