About this role
Compliance Specialist at Moneta. Location: Clayton, Missouri, United States. Role: reviewing records, performing audits, developing processes Requirements: Bachelor's degree preferred; 3+ years professional office experience (experience in operations/registrations/compliance at an RIA preferred). Must perform compliance reviews, audits, data scrubs, develop processes, and assist advisor supervision. Category: Legal and Compliance Seniority: Mid Level Commitment: Full Time Workplace: Onsite Languages: English