About this role
Responsibilities
• Perform trade surveillance monitoring for Global Financial Markets (GFM) using automated trade surveillance system and internal reports to identify potential market abuse or misconduct and ensure adherence to applicable regulatory and internal compliance requirements. • Perform communications review for GFM by reviewing alerts in automated communication surveillance system (ECRUISE), conduct voice monitoring and sampling review etc. • Ensure timely and effective review of alerts generated by surveillance systems and internal reports. • Review and manage surveillance excepti