About this role
Create the future with Affin! You too can make a difference.
We continuously innovate to transform our financial services landscape - making banking better and easier. Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. You too can make a difference.
Job Summary
This role is responsible in mitigating risks, maintaining ethical standards, and fostering a culture of compliance within the department and organization.
Job Accountabilities:
• Responsible for ensuring that the sales team adheres to all relevant laws, regulations, internal policies and guidelines. • Develop and implement compliance framework, policies and procedures for the sales department. • Conduct regular testing, audits and assessments to ensure compliance with internal and external regulations. • Provide training and support to the sales team on compliance-related matters. • Monitor and report on compliance issues and trends within the sales department. • Collaborate with other departments to ensure a cohesive approach to compliance. • Investigate and resolve compliance-related issues and complaints. • Stay up to date with changes in relevant laws and regulations. • Prepare and present compliance reports to senior management. • Other compliance tasks to be assigned from time to time
Job Requirements:
• Bachelor’s degree/university degree in law or equivalent qualification • Minimum 5 years of working experience in sales compliance or similar role in risk management and in financial institutions • Strong knowledge of sales compliance processes and regulatory requirements. • Experience in training in sales compliance processes. • Good presentation and interpersonal skills and skills in Microsoft Excel, Microsoft Words and Microsoft Power Point. • Team player and able to work independently with minimum supervision. • Fluent in both spoken and written Bahasa Malaysia and English