About this role
- 1. Conduct sales surveillance (callback/call monitoring/mystery shopper) to comply with internal/external policy and regulatory.
- 2. To ensure the results are formally tracked and reported to manager.
- 3. Monthly report preparation including regional and location.
- 4. Handle inspection matters in relation to S&D including RCSA, SCSA, regulatory audit, local audit.
- 5. Assisting supervisor or other teams with respect to suspicious transaction investigations, gathering financial intelligence.
- 6. Conduct related regulations/policies training and prepare the materials.
7.Complaint case Investigation and management, and support training and case sharing.
- 8. Ad hoc task support if necessary.
Location
Dehui B1
Job
Risk Management
Schedule
Regular
Employee Status
Full time