About this role
Job SummaryThe Division of Trading and Markets (TM), Legal Review Office is seeking an Attorney-Adviser (Attorney - Rulemakings and Releases Legal Review). As an Attorney - Rulemakings and Releases Legal Review, you will perform statutory and rule-focused review of the Division's work product concerning the operation of securities markets and the regulation of major participants in the securities markets.
QualificationsApplicants are responsible for confirming all required materials are submitted by the closing date of the announcement. Please check the How You Will Be Evaluated and Required Documents sections carefully, as missing documents will render the application incomplete and ineligible for review. Qualifying experience may be obtained in the private or public sector. Experience refers to paid and unpaid experience, including volunteer work done through National Service programs (e.g., Peace Corps, AmeriCorps) and other organizations (e.g., professional, philanthropic, religious, spiritual, community, student, social). Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. All qualification requirements must be met by the closing date of this announcement. BASIC REQUIREMENT: All applicants must possess the following: J.D. or LL.B. degree --AND-- Active membership of the bar in good standing in any state, territory of the United States, the District of Columbia, or the commonwealth of Puerto Rico. (Note: proof of bar membership will be required before entry on duty. MINIMUM QUALIFICATION REQUIREMENT: In addition to meeting the basic requirement, applicants must also meet the minimum qualification requirement. SK-16: Applicant must have four years of post J.D. experience identifying legal issues, providing legal analyses, providing legal solutions/recommendations, and preparing legal documents, such as filings, memoranda, contracts, pleadings, and motions, three years of which includes: Performing legal research, analysis, and interpretation of securities laws and rules; and Maintaining knowledge of and applying contemporary trends, precedent decisions, legislative changes, and regulatory and compliance actions relative to assigned area of expertise; and Communicating and collaborating with managers, coworkers, and external stakeholders. ACCOMPLISHMENT RECORD COMPETENCIES: Your Accomplishment Record narratives should address the following competencies. See the How You Will Be Evaluated section below for more information: Competency 1: Legal and Regulatory Analysis: Conducts analysis and prepares documents and reports in compliance with Federal law that governs the rulemaking process. Competency 2: Teamwork and Collaboration: Interacts with internal and external others in a manner that advances SEC goals and objectives. Competency 3: Workload Management: Effectively prioritizes workload in a way that accommodates unforeseen developments and achieves successful outcomes. Competency 4: Critical Thinking: Considers a variety of factors, general and subject matter-specific, when making decisions and determining next steps in a matter.
Major DutiesIn this role as an Attorney - Rulemakings and Releases Legal Review, you will be responsible for: Performing legal review of draft rulemakings, orders, and other SEC and Division documents. Performing legal research and engaging in robust legal interpretation and reasoning to formulate advice and recommend legal courses of action that meet the needs of both mission accomplishment and compliance with law and regulation. Providing legal advice for sensitive and complex programs, issues, and problems. Analyzing and interpreting legislation and implementing regulations. Communicating legal feedback and advice with Division senior officials, supervisors, co-workers, and staff.