About this role
Key Areas of Responsibilities
• The main responsibilities include periodic review and other KYC-related tasks; client onboarding is not part of the scope. • Act as SME to guide clients through the KYC Requirements and document variations. • Risk and regulatory classification of existing clients. • Interact with clients for periodic reviews and resolve issues from screening processes, escalating exceptions to AML or Compliance as appropriate. • Conduct in-depth analysis on client ownership structures via public sources or provided documents, and support the team with additional confirmation or approvals if needed. • Verify submitted documents with external data sources and screening tools per Customer Identification Program. • Stay updated on process/regulatory changes and ensure open communication across regions. • Respond to internal audit queries on KYC processes and client files. • Other KYC-related tasks may be assigned from time to time. Requirements
• Bachelor’s degree or above. • 3–5 years relevant experience in KYC/client onboarding, preferably in banking. • Experience with various client types (Institutions, Corporates, SPVs, Trusts, Funds, FIs). • Strong understanding of constitutional documents and corporate structures. • Excellent verbal and written communication. • Mandarin proficiency is advantageous for reviewing Chinese documents. • Knowledge of HK SFC AMLO and MAS KYC requirements necessary. • Industry knowledge, including products, markets, and front-to-back processes, a plus. • Attention to detail, process orientation, time management, organizational and relationship-building skills, and strong investigative ability.
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