About this role
The EMEA Compliance Surveillance team ("Surveillance") monitors and analyses the sales, trading and banking activities conducted by the Corporate Investment Bank and Asset/Wealth Management business as well as undertaking the surveillance of electronic communications (e.g. e-mail, Bloomberg etc.) and telephone communications.
As a Trade Surveillance - Senior Associate/ Associate in our Surveillance team, you will be a part of the Trade Surveillance team covering Corporate Investment Bank/Wealth Management. Our team utilises and develops electronic tools and integrative techniques to detect potential and/or actual violations of the Firm's policies and legal/regulatory requirements. Additionally, as part of our team, you will work in close partnership with various Compliance teams and groups across the Firm. If you are driven, proactive with a keen interest in financial markets and Investment Banking activities, you may be the perfect fit for our team.
Job responsibilities
Review Corporate Investment Bank/Wealth Management trade surveillance alerts covering key risks such as Market Manipulation, and Insider DealingCarry out regular non-alerting reviews as well as ad hoc searchesEngage with business aligned Compliance teams, surveillance technology partners and other key stakeholdersCollaborate with regional colleagues in identifying program efficiencies and enhancementsContribute to different ad hoc projects Required qualifications, capabilities, and skills
You have a good working knowledge of the financial markets, and an interest in the trading of Fixed Income/Equity productsPrevious experience within Corporate Investment Bank/Wealth Management You have strong analytical skills and are detail orientatedYou have knowledge of relevant legislation (MAR)You have the ability to effectively partner with key stakeholders and technology partnersAdditionally you possess:initiative and judgementthe ability to prioritise conflicting demands, be proactive, well-organised and work under pressureskills to work with management and forge strong partnerships with colleaguesthe ability to work independently and in teams and the readiness to share knowledgestrong oral and written communication skills Preferred qualifications, capabilities, and skills
Degree or overseas equivalent would be desirable but not essentialExperience in the development and implementation of system enhancements including the documentation of business requirementsNon-English language skills welcomeExperience in reviewing trade surveillance alerts is advantageous
ABOUT US
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
ABOUT THE TEAM
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.