About this role
You are an advisor, highly motivated, energetic self-starter who takes ownership of processes, interested in working in a fast-paced and dynamic environment, participating in key initiatives and becoming involved in a diverse set of issues that will have a direct impact on the organization.. You have found the right team.
As the Equities Business Control Manager in the Equities business, you will help the business manage its regulatory obligations, conduct and operational risk and supervisory requirements. Specifically, you will manage various aspects of the end to end control environment spanning business execution, credit risk, market risk, model risk valuation controls, operations and finance. BCM's mandate is a key role for the business in the increasingly complex and demanding global regulatory environment. You will be a trusted advisor on regulatory, operational risk and control matters.
Job Responsibilities
Serving as trusted control advisor to the Front Office including prepping it for examinations and auditsIn conjunction with legal, compliance and other functions, representing Front Office interests vis a vis control/regulatory initiativesExecution and implementation of business controls , risk governance and reporting priorities and strategy. Control representative in control fora Identification, documentation and remediation of control gaps, risk assessment and root cause issue analysis. Policy development, review and implementation In connection with all activities, improvement of the "user experience" for all stakeholders and partners, i.e., focus in enhancing transparency, efficiency and simplicity of control processesFront Office supervision management and execution, front Office supervision and oversight including exception management., Front office supervisory tool developmentOperating procedures documentation and implementation. Pre trade, and in certain cases, post trade surveillance Required qualifications, capabilities, and skills
University degreeUnderstanding of Equities products and markets. Understanding of the end to end product life cycle for EquitiesExcellent organizational skills - manages and prioritizes multiple tasks across different time horizons within deadlinesStrong understanding of controls and their application to different processes and businessesStrong analytical, problem solving and process re-engineering skillsExcellent Excel, Word, PowerPoint skills. Excellent verbal and written communication skillsStrong team player with excellent partnering and influencing skills Preferred qualifications, capabilities , and skills
Previous experience in a middle office, trading, audit, technology, business management, operations, operational risk or compliance functionKnowledge and experience of futures and options trading including e-trading and algorithmic strategies and controlsKnowledge and experience of Prime Brokerage, delta one swaps trading, stock borrow lending and futures and derivatives clearing
ABOUT US
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
ABOUT THE TEAM
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.