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Senior Manager Controls and Oversight @ RBC

Minneapolis, Minnesota, USOnsiteFull-time
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About this role

Join us as a Senior Manager Controls and Oversight, where you will establish and execute controls for FINRA-defined covered functions and SLAs. Collaborate with compliance, risk, and legal teams to develop and implement internal risk management strategies. Ideal for experienced professionals in securities, banking, or technology with strong leadership and risk management expertise.. Category: Operations

Skills

finra licenseoperational risk managementinternal controlsrisk assessmentpolicy developmentprocess improvementregulatory complianceroot cause analysissec regulationsfinra regulationsbroker-dealer operationsreporting operational risk eventstraining deliverymentoringchange management

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