About this role
<p style="margin:0.0in 0.0in 8.0pt;line-height:115%;font-size:12.0pt;font-family:Aptos, sans-serif"><strong><span style="font-size:9.0pt;line-height:115%;font-family:Arial, sans-serif">Job Title: </span></strong><span style="font-size:9.0pt;line-height:115%;font-family:Arial, sans-serif">Electronic and Algorithmic Trading Risk Analyst/Associate<br></span><strong><span style="font-size:9.0pt;line-height:115%;font-family:Arial, sans-serif">Corporate Title: </span></strong><span style="font-size:9.0pt;line-height:115%;font-family:Arial, sans-serif">Analyst/Associate</span><strong><span style="font-size:9.0pt;line-height:115%;font-family:Arial, sans-serif"><br></span></strong><strong><span style="font-size:9.0pt;line-height:115%;font-family:Arial, sans-serif">Department:</span></strong><span style="font-size:9.0pt;line-height:115%;font-family:Arial, sans-serif"> Market Risk Management</span><strong><span style="font-size:9.0pt;line-height:115%;font-family:Arial, sans-serif"><br></span></strong><strong><span style="font-size:9.0pt;line-height:115%;font-family:Arial, sans-serif">Location: </span></strong><span style="font-size:9.0pt;line-height:115%;font-family:Arial, sans-serif">New York</span></p> <p style="margin:0.0in 0.0in 0.0in 42.55pt;text-indent:-42.55pt;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><strong><span style="font-size:9.0pt;font-family:Arial, sans-serif"> </span></strong></p> <p style="margin:0.0in 0.0in 6.0pt;text-align:justify;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><span style="font-size:9.0pt;font-family:Arial, sans-serif">The pay range for this position at commencement of employment is expected to be between $90,000 and $125,000 annually.</span></p> <p style="margin:0.0in 0.0in 6.0pt;text-align:justify;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><span style="font-size:9.0pt;font-family:Arial, sans-serif">* (see below footnote for additional compensation and benefits information).</span></p> <p style="margin:0.0in 0.0in 0.0in 42.55pt;text-indent:-42.55pt;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><strong><span style="font-size:9.0pt;font-family:Arial, sans-serif"> </span></strong></p> <p style="margin:0.0in;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><strong><span style="font-size:9.0pt;font-family:Arial, sans-serif"> </span></strong></p> <p style="margin:0.0in;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><strong><u><span style="font-size:9.0pt;font-family:Arial, sans-serif">Company overview</span></u></strong></p> <p style="margin:0.0in 0.0in 6.0pt;text-align:justify;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit </span><a href="https://www.nomura.com"><span style="font-size:9.0pt;font-family:Arial, sans-serif;color:blue">www.nomura.com</span></a><span style="font-size:9.0pt;font-family:Arial, sans-serif">.<br><br></span></p> <p style="margin:0.0in 0.0in 6.0pt;text-align:justify;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><span style="font-size:9.0pt;font-family:Arial, sans-serif;color:black;background-color:white">Aon’s Benefit Index</span><span style="font-size:9.0pt;font-family:Arial, sans-serif;color:#202124;background-color:white">®</span><span style="font-size:9.0pt;font-family:Arial, sans-serif;color:black;background-color:white">, Nomura’s benefits <strong>rank</strong> <strong>#1</strong> amongst our competitors</span></p><p style="margin:0.0in;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><strong><u><span style="font-size:9.0pt;font-family:Arial, sans-serif">Department overview</span></u></strong></p> <p class="4Descriptions" style="text-align:justify;text-justify:inter-ideograph"><span style="font-size:9.0pt">The Electronic and Algorithmic Trading (EAT) Risk Management teams sits within the Market Risk function and is responsible for developing and operating the Global EAT Risk Framework. The Global EAT Risk Framework is designed to monitor risk (Financial and Non-Financial) arising from EAT Activity. </span></p> <p style="margin:0.0in 0.0in 3.0pt 21.25pt;text-indent:-21.25pt;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"> </p> <p style="margin:0.0in 0.0in 3.0pt 21.25pt;text-indent:-21.25pt;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><strong><u><span style="font-size:9.0pt;font-family:Arial, sans-serif">Role description</span></u></strong></p> <p class="4Descriptions" style="text-align:justify;text-justify:inter-ideograph"><span style="font-size:9.0pt">The EAT Risk Analyst/Associate will be located in New York responsible for the oversight of EAT activity in the region. </span></p> <p class="4Descriptions" style="text-align:justify;text-justify:inter-ideograph"><span style="font-size:9.0pt">Core responsibilities for EAT Risk Analyst/Associate include:</span></p> <ul style="margin-bottom:0.0in;margin-top:0.0px"> <li style="margin:0.0in 0.0in 3.0pt 32.7334px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Review new Electronic Trading Systems or material changes to existing systems </span></li> <li style="margin:0.0in 0.0in 3.0pt 32.7334px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Facilitate the annual control attestation process </span></li> <li style="margin:0.0in 0.0in 3.0pt 32.7334px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Approval of automated control reviews and associated limits</span></li> <li style="margin:0.0in 0.0in 3.0pt 32.7334px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Review of relevant EAT incidents and facilitating cross functional reviews</span></li> <li style="margin:0.0in 0.0in 3.0pt 32.7334px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Supporting EAT Risk Framework and governance including:</span> <ul style="margin-bottom:0.0in;margin-top:0.0px"> <li style="margin:0.0in 0.0in 0.0in 13.0667px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Development and maintenance of Risk Owned Policies and Procedures</span></li> <li style="margin:0.0in 0.0in 0.0in 13.0667px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Support the running of Risk Committees</span></li> <li style="margin:0.0in 0.0in 3.0pt 13.0667px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Production of Management Information</span></li> </ul> </li> <li style="margin:0.0in 0.0in 3.0pt 32.7334px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Review new and upcoming Electronic and Algorithmic Trading specific regulations. Perform gap analysis with the Firm’s Stakeholders to determine level of compliance, gaps and remediation plans.</span></li> <li style="margin:0.0in 0.0in 3.0pt 32.7334px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Contribute to the continued development of the Algo Control Framework and work with key stakeholders to embed new processes</span></li> </ul> <p style="margin:0.0in;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><strong><u><span style="font-size:9.0pt;font-family:Arial, sans-serif">Skills, experience, qualifications and knowledge required</span></u></strong></p> <p style="margin:0.0in;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"> </p> <ul style="margin-bottom:0.0in;margin-top:0.0px"> <li style="text-align:justify;margin:0.0in 0.0in 3.0pt 32.7334px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">2-4+ years of experience in Compliance, Market Risk, Operational Risk Management or Technology Risk</span></li> <li style="margin:0.0in 0.0in 3.0pt 32.7334px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Strong written and verbal communication skills with the ability to engage with all levels of management</span></li> <li style="margin:0.0in 0.0in 3.0pt 32.7334px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Strong project management skills with ability to handle multiple deliverables</span></li> <li style="text-align:justify;margin:0.0in 0.0in 3.0pt 32.7334px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Ability to remain objective and to independently raise concerns and risk issues</span></li> <li style="text-align:justify;margin:0.0in 0.0in 3.0pt 32.7334px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Ability to effectively collaborate with multiple stakeholders </span></li> <li style="text-align:justify;margin:0.0in 0.0in 3.0pt 32.7334px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Strong written and verbal communication skills with the ability to engage with all levels of management</span></li> <li style="text-align:justify;margin:0.0in 0.0in 3.0pt 32.7334px;font-size:10.0pt;font-family:Aptos, sans-serif;text-indent:4.3333px"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Preferred understanding of eTrading Markets and flows</span></li> </ul><p style="margin:0.0in;text-align:justify;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><strong><u><span style="font-size:9.0pt;font-family:Arial, sans-serif">Nomura Competencies</span></u></strong></p> <p style="margin:0.0in;text-align:justify;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><span style="font-size:9.0pt;font-family:Arial, sans-serif"> </span></p> <p style="margin:0.0in;text-align:justify;line-height:107%;font-size:12.0pt;font-family:Aptos, sans-serif"><strong><span style="font-size:9.0pt;line-height:107%;font-family:Arial, sans-serif">Explore Insights & Vision</span></strong></p> <ul style="list-style-type:square;margin-top:0.0in;margin-bottom:0.0in"> <li style="margin:0.0in 0.0in 0.0in 0.0px;text-align:justify;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Identify the underlying causes of problems faced by you or your team and define a clear vision and direction for the future.</span></li> </ul> <p style="margin:0.0in;text-align:justify;line-height:107%;font-size:12.0pt;font-family:Aptos, sans-serif"><strong><span style="font-size:9.0pt;line-height:107%;font-family:Arial, sans-serif">Making Strategic Decisions</span></strong></p> <ul style="list-style-type:square;margin-top:0.0in;margin-bottom:0.0in"> <li style="margin:0.0in 0.0in 0.0in 0.0px;text-align:justify;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Evaluate all the options for resolving the problems and effectively prioritize actions or recommendations.</span></li> </ul> <p style="margin:0.0in;text-align:justify;line-height:107%;font-size:12.0pt;font-family:Aptos, sans-serif"><strong><span style="font-size:9.0pt;line-height:107%;font-family:Arial, sans-serif">Inspire Entrepreneurship in People</span></strong></p> <ul style="list-style-type:square;margin-top:0.0in;margin-bottom:0.0in"> <li style="margin:0.0in 0.0in 0.0in 0.0px;text-align:justify;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Inspire team members through effective communication of ideas and motivate them to actively enhance productivity.</span></li> </ul> <p style="margin:0.0in;text-align:justify;line-height:107%;font-size:12.0pt;font-family:Aptos, sans-serif"><strong><span style="font-size:9.0pt;line-height:107%;font-family:Arial, sans-serif">Elevate Organizational Capability</span></strong></p> <ul style="list-style-type:square;margin-top:0.0in;margin-bottom:0.0in"> <li style="margin:0.0in 0.0in 0.0in 0.0px;text-align:justify;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Engage proactively in professional development and enhance team productivity through the promotion of knowledge sharing. </span></li> </ul> <p style="margin:0.0in;text-align:justify;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><strong><span style="font-size:9.0pt;font-family:Arial, sans-serif">Inclusion </span></strong></p> <ul style="list-style-type:square;margin-top:0.0in;margin-bottom:0.0in"> <li style="margin:0.0in 0.0in 0.0in 0.0px;text-align:justify;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><span style="font-size:9.0pt;font-family:Arial, sans-serif">Foster a culture of inclusion and psychological safety in the workplace and cultivate a "Risk Culture" (Challenge, Escalate and Respect).</span></li> </ul> <p style="margin:0.0in;text-align:justify;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"> </p> <p style="margin:0.0in;text-align:justify;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"> </p> <p style="margin:0.0in 0.0in 6.0pt;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><span style="font-size:9.0pt;font-family:Arial, sans-serif">*<a name="_Int_uouYZrDa"></a>base pay offered may vary depending on multiple individualized factors, including market location, corporate and functional title and duties, job-related knowledge and advanced degrees, skills, and experience. The total compensation package for this position may also include other elements, including a sign-on bonus, restricted stock units, discretionary awards and eligibility for commissions for applicable sales roles in addition to a full range of medical, financial, and/or other benefits (including 401(k) eligibility and various paid time off benefits, such as vacation, sick time, and parental leave), dependent on the position offered. Details of participation in these benefit plans will be provided if an employee receives an offer of employment.<br><br></span></p> <p style="margin:0.0in 0.0in 6.0pt;text-align:justify;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><span style="font-size:9.0pt;font-family:Arial, sans-serif">If hired in the U.S., employee will be in an “at-will position” and the Company reserves the right to modify base salary (as well as any other discretionary payment or compensation program) at any time, including for reasons related to individual performance, Company or individual department/team performance, and market factors”.<br><br></span></p> <p style="margin:0.0in 0.0in 6.0pt;text-align:justify;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"> </p> <p style="margin:0.0in 0.0in 6.0pt;text-align:center;line-height:normal;font-size:12.0pt;font-family:Aptos, sans-serif"><em><span style="font-size:9.0pt;font-family:Arial, sans-serif;color:black;background-color:white">Nomura is an Equal Opportunity Employer</span></em></p> <p style="margin:0.0in;line-height:14.0pt;font-size:12.0pt;font-family:Aptos, sans-serif"><strong><span style="font-size:9.0pt;font-family:Arial, sans-serif"> </span></strong></p> <p style="margin:0.0in 0.0in 8.0pt;line-height:115%;font-size:12.0pt;font-family:Aptos, sans-serif"> </p>