ashby

Senior Compliance Officer @ Trading212

LondonOnsiteFull-timePosted 69 days ago

Opens on ashby

About this role

Our mission is to enable everyone to build wealthWe reinvent how trading and investing work by creating exceptional products people love.

Fostering a culture of excellence and high velocity is the key to our success.

Тoday, we serve over 5 million clients, with more than €30 billion in assets under management - a testament to the scale and trust we’ve built in just a few years.

Purpose of RoleTo support the Head of Compliance on all areas relating to regulatory compliance

in the United Kingdom in line with FCA regulations.

What You'll DoAssist with the day-to-day compliance in line with regulatory and legal requirements and the company’s policies and procedures

Performing risk assessments in relation to compliance risks

Assist in the drafting of compliance related reports to the authorities (FCA)

Draft, modify and implement the company's policies, procedures and handbooks, as needed to reflect industry best practices, the evolving regulatory environment and changes to the business

Research, identify and report on a wide variety of compliance related matters due to the introduction of new legislation or best practices

Maintain oversight of the relevant Compliance registers

Assist in the function’s strategic planning and decision making

Liaise with auditors/examiners during compliance audits/examinations as assigned

Perform desk-based reviews to the company’s functions, systems and procedures as per the Company’s Compliance Monitoring Program

What You NeedBachelor's degree in Law, Finance, Economics or any other relevant field.

Strong attention to detail and ability to work in a high-performance environment

Ability to work independently and as part of a team

A strong drive for excellence and a continuous improvement mindset

Excellent writing skills

Strong time management and organizational abilities

Excellent communication and interpersonal skills

What We OfferChallenges that will help you grow and realise your potential

Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth

Work with smart, spirited, helpful, high-performing colleagues with a common goal

An environment where nothing is set in stone

Appreciation for your talent and ideas

Generous remuneration package including annual bonuses

Are you ready to accelerate your career with us? We'd love to hear from you!

We process applicant data confidentially and in accordance with applicable data protection laws. We may use AI-powered tools to help review applications, but all hiring decisions are made by our human recruitment team. Where required by law, we rely on your consent to use these tools. You may withdraw this consent or exercise your data protection rights at any time by contacting us.

Skills

Global Compliance

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