About this role
Equity and Fixed Income Research, Investment Banking, and Capital Markets Compliance Coverage Vice President at Morgan Stanley. Location: New York City, New York, United States. Role: advising business, monitoring compliance, drafting policies Requirements: Bachelor's required (JD preferred); 8+ years compliance experience supporting research, investment banking or capital markets; knowledge of SEC, FINRA and CFTC research rules; strong communication and analytical skills; Series 86/87 beneficial. Category: Legal and Compliance Seniority: Senior Level Certifications: series 86, series 87 Commitment: Full Time Workplace: Onsite Languages: English