About this role
Equity and Fixed Income Research, Investment Banking, and Capital Markets Compliance Coverage Vice President at Morgan Stanley. Location: New York, New York, United States. Role: advising business, monitoring compliance, drafting policies Requirements: Bachelor's required (JD preferred), 8+ years compliance experience (research/IB/markets preferred), knowledge of SEC/FINRA/CFTC research rules, strong communication and analytical skills; Series 86/87 beneficial. Category: Legal and Compliance Seniority: Senior Level Certifications: series 86, series 87 Commitment: Full Time Workplace: Onsite Languages: English