About this role
Branch Supervision Associate at Benjamin F. Edwards. Location: United States. Role: performing reviews, managing oversight, developing procedures Requirements: Requires strong knowledge of SEC/FINRA rules, SIE/Series 7 and 66 at hire, ability to obtain Series 9/10/24, 3+ years compliance/supervision experience, bachelor's degree or equivalent, confidentiality and analytical skills. Category: Legal and Compliance Seniority: Mid Level Certifications: sie, series 7, series 66, series 9, series 10, series 24, health insurance, life insurance Commitment: Full Time Workplace: Onsite Languages: English