About this role
Compliance Associate at Valeo Financial Advisors LLC. Location: Carmel, Indiana, United States. Role: implementing policies, conducting surveillance, monitoring communications Requirements: 2+ years financial services compliance experience (RIA preferred), working knowledge of the Investment Advisers Act of 1940, strong organizational and analytical skills, proficient in Microsoft Office Suite and ComplySci, attention to detail. Category: Legal and Compliance Seniority: Entry Level Tools: Microsoft Office Suite, ComplySci Commitment: Full Time Workplace: Onsite Languages: English