About this role
Associate, Compliance Monitoring and Testing at Guggenheim. Location: New York City, New York, United States. Role: assessing compliance, testing controls, reporting findings Requirements: Bachelor's degree, 3+ years experience at a regulator or financial services firm, experience executing compliance testing and surveillance, PowerPoint/Excel proficiency, strong communication and analytical skills. Category: Legal and Compliance Seniority: Mid Level Tools: Microsoft PowerPoint, Microsoft Excel Commitment: Full Time Workplace: Hybrid Languages: English