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Senior Compliance Officer @ Victory Capital Management Inc.

San Antonio, Texas, USOnsiteFull Time
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About this role

Senior Compliance Officer at Victory Capital Management Inc.. Location: San Antonio, Texas, United States. Role: Lead reviews, Advise teams, Oversee ETF marketing Requirements: 8+ years in asset management compliance; Bachelor’s degree required; JD or advanced degree a plus; active FINRA Series 7 and 24; expert SEC/FINRA advertising compliance knowledge; strong writing and leadership skills. Category: Legal and Compliance Seniority: Senior Level Tools: Red Oak AdMaster, Excel, PowerPoint, Word, Litera Compare Certifications: finra series 7, finra series 24 Commitment: Full Time Workplace: Onsite Languages: English

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