About this role
Deputy Chief Compliance Officer at StoneX Group. Location: Birmingham or Miami or Winter Park or New York. Role: providing guidance, conducting reviews, preparing filings Requirements: Bachelor's degree or equivalent, Series 7 and 24 and Series 65 or 66 required, 5+ years compliance/financial services experience preferred, strong broker-dealer and adviser regulatory knowledge, advanced Microsoft Excel skills. Category: Legal and Compliance Seniority: Senior Level Tools: Microsoft Excel, Microsoft Access Certifications: series 7, series 24, series 65, series 66 Commitment: Full Time Workplace: Onsite Languages: English