About this role
Compliance Officer - Investment Advisory at StoneX Group. Location: Miami, Florida, United States. Role: guiding employees, coordinating reviews, reviewing policies Requirements: Bachelor’s degree or equivalent, FINRA Series 7/65/66 and 24 required; Series 14 and/or IACCP preferred; 5 years in compliance or related field preferred. Category: Legal and Compliance Seniority: Mid Level Tools: MS Excel, MS Access, Power BI Certifications: finra series 7, finra series 65/66, finra series 24, finra series 14 (), iaccp () Commitment: Full Time Workplace: Onsite Languages: English