About this role
Compliance Officer at PrimeLending, a PlainsCapital Company. Location: Dallas, Texas, United States. Role: conduct inspections, detect issues, educate associates Requirements: Bachelor’s degree in business or equivalent; SIE and Series 7 required or within 1 year; knowledge of compliance and supervision surveillance; strong communication; ability to explain complex functions; moderate computer skills; SQL preferred. Category: Legal and Compliance Seniority: Mid Level Tools: Microsoft Office, SQL Certifications: sie, series 7 Commitment: Full Time Workplace: Onsite Languages: English