About this role
Risk Officer at Ms. Location: Nashville, Tennessee, United States. Role: monitor risk, supervise compliance, review audits Requirements: Bachelor’s degree or equivalent; previous industry experience; active Series 7, 8 (or 9/10), and 63, 65 (or 66); other licenses as required; knowledge of SEC/FINRA policies and firm procedures. Category: Legal and Compliance Seniority: Mid Level Certifications: series 7, series 8, series 9/10, series 63, series 65, series 66 Commitment: Full Time Workplace: Onsite Languages: English