About this role
Compliance Officer at Haywood Securities. Location: Vancouver, British Columbia, Canada. Role: Review accounts, Supervise accounts and trades, Investigate and assess trade concerns Requirements: 5 years experience; knowledge of UMIR/CIRO; completion of Canadian Securities Course, Conduct and Practices Handbook, and Investment Dealer Supervisor’s Course. Category: Legal and Compliance Seniority: Mid Level Tools: Microsoft Office, Broadridge Dataphile, Thomson One, Fidessa Certifications: canadian securities course, conduct and practices handbook, investment dealer supervisor’s course Commitment: Full Time Workplace: Onsite Languages: English