About this role
National Risk Officer at Morgan Stanley. Location: New York or Boston. Role: managing risk, reviewing alerts, coaching advisors Requirements: Requires industry experience, active FINRA series licenses (7, 8/9/10, 63, 65/66), strong knowledge of SEC/FINRA rules, excellent communication, analytical and judgment skills, and proficiency in Microsoft Office. Category: Legal and Compliance Seniority: Senior Level Tools: Microsoft Office, Microsoft PowerPoint, Microsoft Excel Certifications: series 7, series 8, series 9, series 10, series 63, series 65, series 66 Commitment: Full Time Workplace: Hybrid Languages: English