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Compliance Officer @ Icmarc

Washington, District of Columbia, United StatesRemoteFull Time
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About this role

Compliance Officer at Icmarc. Location: Washington, District of Columbia, United States. Role: conduct reviews, review advertising, develop training Requirements: 2+ years in compliance; securities regulations knowledge; Series licenses; strong documentation and communication skills. Category: Legal and Compliance Seniority: Mid Level Tools: Microsoft Office Certifications: finra series 7, finra series 24, series 63, series 65, series 66 Commitment: Full Time Workplace: Remote Languages: English

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