About this role
Compliance Officer at Icmarc. Location: United States. Role: conduct compliance reviews, review advertising materials, prepare regulatory filings Requirements: Bachelor’s degree; 2-3+ years in broker-dealer/investment adviser compliance; strong regulatory knowledge; proficient with MS Office; securities licenses (Series 7 & 24; Series 63/65/66 as applicable). Category: Legal and Compliance Seniority: Mid Level Tools: Microsoft Office Certifications: finra series 7, finra series 24, series 63, series 65, series 66 Commitment: Full Time Workplace: Remote Languages: English