About this role
Senior Compliance Officer - Institutional Fixed Income at Baird. Location: Milwaukee, Wisconsin, United States. Role: advising leaders, researching regulations, implementing procedures Requirements: 5+ years in high-volume trading environments, bachelor's degree, SIE/Series 7/Series 24 required, knowledge of FINRA/MSRB rules, experience with TRACE/RTRS data, Bloomberg and Tradeweb, strong regulatory judgment and communication. Category: Legal and Compliance Seniority: Senior Level Tools: FINRA TRACE, MSRB RTRS, Bloomberg, Tradeweb Certifications: sie, series 7, series 24 Commitment: Full Time Workplace: Hybrid Languages: English