About this role
Deputy Chief Compliance Officer, Corporate Vice President at New York Life. Location: New York, New York, United States. Role: deputizing cco, leading compliance, engaging regulators Requirements: 10+ years progressive compliance experience at a retail broker-dealer and SEC-registered investment adviser; Series 7, 24, and 65/66 required; bachelor’s degree preferred, JD a plus; experience leading compliance modernization and regulatory engagement. Category: Legal and Compliance Seniority: Senior Level Certifications: series 7, series 24, series 65, series 66 Commitment: Full Time Workplace: Hybrid Languages: English