About this role
Wealth Compliance Officer at Thrive Wealth Management. Location: Regina or Saskatchewan. Role: providing support, reviewing accounts, ensuring compliance Requirements: 2+ years mutual fund compliance experience; CSC or IFIC; Branch Compliance Manager/Officer Course or ability to obtain; strong compliance knowledge, attention to detail, communication, and problem solving. Category: Legal and Compliance Seniority: Entry Level Certifications: csc, ific, branch compliance manager/officer course Commitment: Full Time Workplace: Onsite Languages: English